Advisor Alert: Our Attorneys Are Investigating Robert Carlos Cadena, Jr. For Investment Fraud
Did You Lose Money Because of Robert Cadena?
Filed: November 29, 2023
Robert Cadena has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Carlos Cadena, Jr..
Who Is Robert Carlos Cadena, Jr. of LPL Financial LLC?
- Advisor Name: Robert Carlos Cadena, Jr.
- Aliases: Robert Carlos Cadena
- CRD: 4035431
- Location: San Antonio, Texas
- Current Employer: LPL Financial LLC
- Previous Firms: Invest Financial Corporation and MML Investors Services, Inc.
- Number of Known Customer Complaints: 1
- Can Robert Cadena, Jr. Be Sued: Yes, in Private Arbitration
- Can Robert Cadena, Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $61,000
- Highest Settlement: $14,000
If you have suffered investment losses by Robert Cadena, Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Robert Cadena, Jr. For Broker Misconduct
As of this publication date, Robert Cadena, Jr. has been the subject of 1 customer dispute. Let’s review it below.
In October 2020, a FINRA arbitration was filed against or in reference to Robert Cadena, Jr. by a customer of Invest Financial Corporation alleging that certain alternative investments purchased for the client’s account were unsuitable because their value allegedly declined. Per the customer, he lost over $61,000 because of Mr. Cadena, Jr.’s actions. On July 22, 2021, Mr. Cadena, Jr. settled the claim for $14,000, and some or all of this amount may have been paid by Mr. Cadena, Jr.’s employer and/or insurance carrier.
How To File A Claim Against Robert Cadena, Jr. of LPL Financial LLC (previously with Invest Financial Corporation and MML Investors Services, Inc.) To Get Your Money Back.
If you have questions about Robert Cadena, Jr., LPL Financial LLC, Invest Financial Corporation, MML Investors Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.