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Did You Lose Money Because of Bob Berry?

Filed: November 29, 2023

Bob Berry (also known as Robert Franklin Berry) has been the subject of one (1) customer complaint and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Robert Franklin Berry.

Who Is Robert Franklin Berry?

  • Advisor Name: Robert Franklin Berry
  • Aliases: Bob Berry
  • CRD: 1262947
  • Location: Lexington, South Carolina
  • Current Employer: Currently Not Registered
  • Previous Firms: LPL Financial LLC, Wells Fargo Advisors, LLC, and First Union Capital Markets Corp.
  • Number of Known Customer Complaints: 1
  • Number of Known Termination Events: 1
  • Can Robert Berry Be Sued: Yes, in Private Arbitration
  • Can Robert Berry’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $112,000
  • Highest Settlement: $2,400

If you have suffered investment losses by Robert Berry, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Bob Berry For Broker Misconduct

As of this publication date, Robert Berry has been the subject of 1 customer dispute and 1 termination event. Let’s review it below.

In May 2020, a complaint was filed against or in reference to Robert Berry by a customer of Level Four Advisory Srvcs alleging failure to follow instructions related to disbursement and poor service. Per the customer, he/she lost over $112,000 because of Mr. Berry’s actions. On August 17, 2020, Mr. Berry settled the claim for $2,400.

In February 2014, Wells Fargo Advisors, LLC terminated Robert Berry as a branch office manager discovered several binders of customer information in the trunk of Mr. Berry’s automobile.

How To File A Claim Against Bob Berry (previously with LPL Financial LLC, Wells Fargo Advisors, LLC, and First Union Capital Markets Corp.) To Get Your Money Back.

If you have questions about Robert Berry, LPL Financial LLC, Wells Fargo Advisors, LLC, First Union Capital Markets Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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