Advisor Alert: Our Attorneys Are Investigating Troy Malon Axelson For Investment Fraud
Did You Lose Money Because of Troy Axelson?
Filed: October 26, 2023
Troy Axelson has been the subject of one (1) criminal event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Troy Malon Axelson.
Who Is Troy Malon Axelson of Osaic Wealth, Inc.?
- Advisor Name: Troy Malon Axelson
- Aliases: Troy Axelson
- CRD: 2405148
- Location: Forest Lake, Minnesota
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: Sagepoint Financial, Inc. and AIG Capital Services, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Can Troy Axelson Be Sued: Yes, in Private Arbitration
- Can Troy Axelson’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $70,000
If you have suffered investment losses by Troy Axelson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Troy Axelson For Broker Misconduct
As of this publication date, Troy Axelson has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.
In January 2020, a FINRA arbitration was filed against or in reference to Troy Axelson by a customer of Sagepoint Financial, Inc. alleging that the client purchased credit suisse exchange traded notes that were unsuitable. Per the customer, he lost over $150,000 because of Mr. Axelson’s actions. On January 25, 2021, Mr. Axelson settled the claim for $70,000, and some or all of this amount may have been paid by Mr. Axelson’s employer and/or insurance carrier.
In January 2010 Gross Misdemeanor, Theft, and Property charges were pressed against Mr. Axelson in the Hennepin County Criminal Court. In January 29 of 2010, Mr. Axelson has been convicted.
How To File A Claim Against Troy Axelson of Osaic Wealth, Inc. (previously with Sagepoint Financial, Inc. and AIG Capital Services, Inc.) To Get Your Money Back.
If you have questions about Troy Axelson, Osaic Wealth, Inc., Sagepoint Financial, Inc., AIG Capital Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.