Advisor Alert: Our Attorneys Are Investigating Ronan C. Gaudario For Investment Fraud
Did You Lose Money Because of Ronan Gaudario (previously with Voya Financial Advisors)?
Filed: October 20, 2023
Ronan Gaudario currently has been the subject of one (1) termination event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ronan C Gaudario.
Who Is Ronan C Gaudario?
- Advisor Name: Ronan C Gaudario
- Aliases: Ronan Calceta Gaudario, Ronan Calleta Gaudario
- CRD: 2494459
- Location: Unknown
- Current Employer: Currently Not Registered
- Previous Firms: Voya Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner, & Smith Incorporated, and Wachovia Securities, LLC
- Number of Known Customer Complaints: 1
- Number of Termination Events: 1
- Can Ronan Gaudario Be Sued: Yes, in Private Arbitration
- Can Ronan Gaudario’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,001
- Highest Settlement: $35,000
If you have suffered investment losses by Ronan Gaudario, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ronan Gaudario For Broker Misconduct
As of this publication date, Ronan Gaudario has been the subject of 1 termination event and 1 customer dispute. Let’s review them below.
In September 2021, a FINRA arbitration was filed against or in reference to Ronan Gaudario by a customer of Voya Financial Advisors, Inc. alleging that Mr. Gaudario improperly recommended investment in high risk, illiquid alternative investments. The client added that Mr. Gaudario also misrepresented the investments as safe and providing a 6% return. Per the customer, he/she lost over $100,001 due to Mr. Gaudario’s actions. On August 31, 2022, Mr. Gaudario settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Gaudario’s employer and/or insurance carrier.
In August 1995, Smith Barney discharged Mr. Gaudario for sending unauthorized correspondence to a former co-worker; non-securities related.
How To File A Claim Against Ronan Gaudario (previously with Voya Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner, & Smith Incorporated, and Wachovia Securities, LLC) To Get Your Money Back.
If you have questions about Ronan Gaudario, Voya Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner, & Smith Incorporated, Wachovia Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.