Advisor Alert: Our Attorneys Are Investigating Gregory Avery Ramirez For Investment Fraud
Did You Lose Money Because of Gregory Ramirez?
Filed: March 18, 2024
Gregory Ramirez has been the subject of four (4) customer complaints and two (2) termination events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gregory Avery Ramirez.
Who Is Gregory Avery Ramirez?
- Advisor Name: Gregory Avery Ramirez
- Aliases: Gregory Ramirez
- CRD: 2883461
- Location: Laguna Hills, California
- Current Employer: Currently Not Registered
- Previous Firms: Cabin Securities, Inc., Silber Bennett Financial, Inc., and Richfield Orion International, Inc.
- Number of Known Customer Complaints: 4
- Number of Known Termination Events: 2
- Can Gregory Ramirez Be Sued: Yes, in Private Arbitration
- Can Gregory Ramirez’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $15,000
If you have suffered investment losses by Gregory Ramirez, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gregory Ramirez For Broker Misconduct
As of this publication date, Gregory Ramirez has been the subject of 4 customer disputes and 2 termination events. Let’s review them below.
In October 2022, a FINRA arbitration was filed against or in reference to Gregory Ramirez by a customer of Claraphi Advisory Network, LLC alleging violation of FINRA suitability rules; violation of FINRA Rule 2010; breach of fiduciary duties; material misrepresentations; violation of the California Elder Abuse and Dependent Adult Civil Protection Act; and violation of the California Business & Professional Code. Per the customer, he/she lost over $150,000 because of Mr. Ramirez’s actions.
In November 2018, a FINRA arbitration was filed against or in reference to Gregory Ramirez by a customer of National Securities Corp alleging negligence, over-concentration, breach of fiduciary duty, breach of contract, material misrepresentation, omissions and failure to supervise regarding a $25,000 investment made in 2008. Per the customer, he/she lost over $60,000 because of Mr. Ramirez’s actions. On September 2, 2020, Mr. Ramirez settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Ramirez’s employer and/or insurance carrier.
In January 2008, a complaint was filed against or in reference to Gregory Ramirez by a customer of Wells Fargo Investments, LLC alleging failure to follow instructions.
In December 2007, Wells Fargo Investments, LLC terminated Gregory Ramirez for exercising discretion and affecting a transaction in a client’s account without written authorization.
In July 2006, a complaint was filed against or in reference to Gregory Ramirez by a customer of Cuna Brokerage Services, Inc. alleging that Mr. Ramirez misrepresented a product.
In July 2001, Cal Fed Investments terminated Gregory Ramirez after routine branch audit revealed annuity transactions conducted by Mr. Ramirez was in violation of Cal Fed Investments policy and procedures for 1035 exchanges. The transactions were inappropriate for the affected customers which resulted in penalties and taxes.
How To File A Claim Against Gregory Ramirez (previously with Cabin Securities, Inc., Silber Bennett Financial, Inc., and Richfield Orion International, Inc.) To Get Your Money Back
If you have questions about Gregory Ramirez, Cabin Securities, Inc., Silber Bennett Financial, Inc., Richfield Orion International, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.