Advisor Alert: Our Attorneys Are Investigating Steve Liddell For Investment Fraud
Did You Lose Money Because of Steve Liddell?
Filed: February 15, 2024
Steve Liddell currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Steve Liddell.
Who Is Steve Liddell of UBS Financial Services Inc.?
- Advisor Name: Steve Liddell
- Aliases: Steve David Liddell
- CRD: 1509609
- Location: Plano, Texas
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Morgan Stanley & Co. Incorporated and Morgan Stanley
- Number of Known Customer Complaints: 1
- Can Steve Liddell Be Sued: Yes, in Private Arbitration
- Can Steve Liddell’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Steve Liddell, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Steve Liddell For Broker Misconduct
As of this publication date, Steve Liddell has been the subject of 1 customer dispute. Let’s review it below.
In August 2023, a FINRA arbitration was filed against or in reference to Steve Liddell by a customer of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Per the customer, he/she lost over $1,477,272.39 because of Mr. Liddell’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Steve Liddell of UBS Financial Services Inc. (previously with Morgan Stanley & Co. Incorporated and Morgan Stanley) To Get Your Money Back
If you have questions about Steve Liddell, UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.