Advisor Alert: Our Attorneys Are Investigating David Gary Simon For Investment Fraud
Did You Lose Money Because of David Simon?
Filed: March 20, 2024
David Simon currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Gary Simon.
Who Is David Gary Simon of Western International Securities, Inc.?
- Advisor Name: David Gary Simon
- Aliases: David Simon
- CRD: 1064191
- Location: Crystal Bay, Nevada
- Current Employer: Western International Securities, Inc.
- Previous Firms: Quest Capital Strategies, Inc. and Charles Schwab & Co., Inc.
- Number of Known Customer Complaints: 3
- Can David Simon Be Sued: Yes, in Private Arbitration
- Can David Simon’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: $73,000
If you have suffered investment losses by David Simon, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Simon For Broker Misconduct
As of this publication date, David Simon has been the subject of 3 customer disputes. Let’s review them below.
In November 2023, a FINRA arbitration was filed against or in reference to David Simon by a customer of Western International Securities, Inc. alleging misrepresentation. Per the customer, he/she lost over $150,000 because of Mr. Simon’s actions. On November 16, 2023, Mr. Simon settled the claim for $68,000, and some or all of this amount may have been paid by Mr. Simon’s employer and/or insurance carrier.
In July 2023, a complaint was filed against or in reference to David Simon by a customer of Western International Securities, Inc. alleging unsuitability. Per the customer, he/she lost over $115,000 because of Mr. Simon’s actions. As of this publication date, this claim remains pending.
In October 2022, a FINRA arbitration was filed against or in reference to David Simon by a customer of Western International Securities, Inc. alleging unsuitability. Per the customer, he/she lost over $300,000 because of Mr. Simon’s actions. On September 23, 2023, Mr. Simon settled the claim for $73,000, and some or all of this amount may have been paid by Mr. Simon’s employer and/or insurance carrier.
How To File A Claim Against David Simon of Western International Securities, Inc. (previously with Quest Capital Strategies, Inc. and Charles Schwab & Co., Inc.) To Get Your Money Back
If you have questions about David Simon, Western International Securities, Inc., Quest Capital Strategies, Inc., Charles Schwab & Co., Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.