Advisor Alert: Our Attorneys Are Investigating Rick Lee Kent For Investment Fraud
Did You Lose Money Because of Rick Kent?
Filed: November 29, 2023
Rick Kent has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rick Lee Kent.
Who Is Rick Lee Kent of Merit Financial Advisors and LPL Financial LLC?
- Advisor Name: Rick Lee Kent
- Aliases: Rick Kent
- CRD: 2871310
- Location: Alpharetta, Georgia
- Current Employer: Merit Financial Advisors and LPL Financial LLC
- Previous Firms: Lifestyle Planning Solutions, LLC, LPL Financial Corporation, and Securities America, Inc.
- Number of Known Customer Complaints: 1
- Can Rick Kent Be Sued: Yes, in Private Arbitration
- Can Rick Kent’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by Rick Kent, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rick Kent For Broker Misconduct
As of this publication date, Rick Kent has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a complaint was filed against or in reference to Rick Kent by a customer of Securities America, Inc. alleging that instructions were not followed and unauthorized withdrawals from annuity prior to 2010. Per the customer, he/she lost over $5,000 because of Mr. Kent’s actions.
How To File A Claim Against Rick Kent of Merit Financial Advisors and LPL Financial LLC (previously with Lifestyle Planning Solutions, LLC, LPL Financial Corporation, and Securities America, Inc.) To Get Your Money Back.
If you have questions about Rick Kent, Merit Financial Advisors, LPL Financial LLC, Lifestyle Planning Solutions, LLC, LPL Financial Corporation, Securities America, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.