Advisor Alert: Our Attorneys Are Investigating Scott Edmund Ferguson For Investment Fraud

Did You Lose Money Because of Scott Ferguson of Cambridge Investment Research?

Filed: October 24, 2023

Scott Ferguson currently has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Scott Edmund Ferguson.

Who Is Scott Edmund Ferguson of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.?

  • Advisor Name: Scott Edmund Ferguson
  • Aliases: Scott E Ferguson, Scott Edmond Ferguson, Scott Ferguson
  • CRD: 4668142
  • Location: Frederick, Maryland
  • Current Employer: Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
  • Previous Firms: FSC Securities Corporation and Morgan Stanley
  • Number of Known Customer Complaints: 2
  • Can Scott Ferguson Be Sued: Yes, in Private Arbitration
  • Can Scott Ferguson’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $300,000
  • Highest Settlement: $37,500

If you have suffered investment losses by Scott Ferguson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Scott Ferguson For Broker Misconduct

As of this publication date, Scott Ferguson has been the subject of 2 customer disputes. Let’s review them below.

In December 2020, a FINRA arbitration was filed against or in reference to Scott Ferguson by a customer of FSC Securities Corporation alleging that Mr. Ferguson recommended an unsuitable alternative investment. Per the customer, he/she lost over $300,000 due to Mr. Ferguson’s actions. On October 12, 2021, Mr. Ferguson settled the claim for $37,500, and some or all of this amount may have been paid by Mr. Ferguson’s employer and/or insurance carrier.

In June 2019, a complaint was filed against or in reference to Scott Ferguson by a customer of FSC Securities Corporation alleging that Mr. misrepresented the 2013 purchase of a non-traded Business Development Company. Per the customer, he/she lost over $35,000 due to Mr. Ferguson’s actions.

How To File A Claim Against Scott Ferguson of Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. (previously with FSC Securities Corporation and Morgan Stanley) To Get Your Money Back.

If you have questions about Scott Ferguson, Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., FSC Securities Corporation, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.