Advisor Alert: Our Attorneys Are Investigating Carlos J Vega-Plaza For Investment Fraud
Did You Lose Money Because of Carlos Vega?
Filed: January 30, 2024
Carlos Vega (also known as Carlos Vega-Plaza) has been the subject of one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Carlos J Vega-Plaza.
Who Is Carlos J Vega-Plaza?
- Advisor Name: Carlos J Vega-Plaza
- Aliases: Carlos Juan Vega, Carlos J Vega-Plaza
- CRD: 7022705
- Location: Guaynabo, Puerto Rico
- Current Employer: Currently Not Registered
- Previous Firms: Mutual of Omaha Investor Services, Inc. and Equitable Advisors. LLC
- Number of Known Termination Events: 1
- Can Carlos Vega Be Sued: Yes, in Private Arbitration
- Can Carlos Vega’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Carlos Vega, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Carlos Vega For Broker Misconduct
As of this publication date, Carlos Vega has been the subject of 1 customer dispute. Let’s review it below.
In September 2023, Mutual of Omaha Investor Services, Inc. terminated Carlos Vega for failing to follow firm procedures regarding investment recommendations made to customers.
How To File A Claim Against Carlos Vega (previously with Mutual of Omaha Investor Services, Inc. and Equitable Advisors. LLC) To Get Your Money Back
If you have questions about Carlos Vega, Mutual of Omaha Investor Services, Inc., Equitable Advisors. LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.