Advisor Alert: Our Attorneys Are Investigating Thomas Joseph Polito For Investment Fraud
Did You Lose Money Because of Thomas Polito?
Filed: November 16, 2023
Thomas Polito has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Joseph Polito.
Who Is Thomas Joseph Polito of Citizens Securities, Inc.?
- Advisor Name: Thomas Joseph Polito
- Aliases: Thomas Polito
- CRD: 2601033
- Location: Mineola and Franklin Square, New York
- Current Employer: Citizens Securities, Inc.
- Previous Firms: Cetera Investment Advisers LLC, Cetera Investment Services LLC, and LPL Financial LLC
- Number of Known Customer Complaints: 1
- Can Thomas Polito Be Sued: Yes, in Private Arbitration
- Can Thomas Polito’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $14,637
- Highest Settlement: Unknown
If you have suffered investment losses by Thomas Polito, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Polito For Broker Misconduct
As of this publication date, Thomas Polito has been the subject of 1 customer dispute. Let’s review it below.
In May 2019, a complaint was filed against or in reference to Thomas Polito by a customer of Capital One Investing, LLC alleging that the claimant’s mother’s investment is not suitable for her. He further alleges that Mr. Polito violated several industry ethical standards by recommending this product to his mother. Per the customer, they lost over $14,637 because of Mr. Polito’s actions.
How To File A Claim Against Thomas Polito of Citizens Securities, Inc. (previously with Cetera Investment Advisers LLC, Cetera Investment Services LLC, and LPL Financial LLC) To Get Your Money Back.
If you have questions about Thomas Polito, Citizens Securities, Inc., Cetera Investment Advisers LLC, Cetera Investment Services LLC, LPL Financial LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.