Advisor Alert: Our Attorneys Are Investigating Joseph Anthony Randolph For Investment Fraud
Did You Lose Money Because of Joe Randolph?
Filed: February 27, 2024
Joseph Randolph (also known as Joe Randolph) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Anthony Randolph.
Who Is Joseph Anthony Randolph of Wells Fargo Clearing Services, LLC?
- Advisor Name: Joseph Anthony Randolph
- Aliases: Joe Anthony Randolph
- CRD: 4417809
- Location: Charleston, West Virginia
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Fifth Third Securities, Inc. and The Huntington Investment Company
- Number of Known Customer Complaints: 1
- Can Joseph Randolph Be Sued: Yes, in Private Arbitration
- Can Joseph Randolph’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Joseph Randolph, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joe Randolph For Broker Misconduct
As of this publication date, Joseph Randolph has been the subject of 1 customer dispute. Let’s review it below.
In June 2023, a complaint was filed against or in reference to Joseph Randolph by a customer of Wells Fargo Clearing Services, LLC alleging that Mr. Randolph did not give correct instructions for a beneficiary designation regarding the transfer-on-death beneficiary form thus causing the improper withdrawals and/or transfer of monies from the client’s accounts. The petitioner also alleges that the financial advisor was going to file a form to correct the designation post-death. As of this publication date, this claim remains pending.
How To File A Claim Against Joe Randolph of Wells Fargo Clearing Services, LLC (previously with Fifth Third Securities, Inc. and The Huntington Investment Company) To Get Your Money Back
If you have questions about Joseph Randolph, Wells Fargo Clearing Services, LLC, Fifth Third Securities, Inc., The Huntington Investment Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.