Advisor Alert: Our Attorneys Are Investigating Brent William Burgesser For Investment Fraud
Did You Lose Money Because of Brent Burgesser?
Filed: March 15, 2024
Brent Burgesser currently has two (2) pending judgment/lien events. Overall, he has been the subject of one (1) regulatory event, two (2) termination events, and two (2) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brent William Burgesser.
Who Is Brent William Burgesser?
- Advisor Name: Brent William Burgesser
- Aliases: Brent Burgesser
- CRD: 3278147
- Location: Sun Lakes, Arizona
- Current Employer: Currently Not Registered
- Previous Firms: International Assets Advisory, LLC, LPL Financial LLC, and Wells Fargo Advisors, LLC
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 2
- Number of Known Judgment/Lien Events: 2
- Can Brent Burgesser Be Sued: Yes, in Private Arbitration
- Can Brent Burgesser’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Brent Burgesser, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brent Burgesser For Broker Misconduct
As of this publication date, Brent Burgesser has been the subject of 1 regulatory event, 2 termination events, and 2 judgment/lien events. Let’s review them below.
In December 2022, Brent Burgesser was permitted to resign from Belpointe Asset Management, LLC as he was under a heightened supervision agreement and was unable to abide by policies and procedures of the Firm and was subject to multiple warnings and sanctions before being permitted to resign.
In May 2020, Brent Burgesser was the subject of a civil judgment or lien in the amount of $37,917.61. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In January 2020, Brent Burgesser was the subject of a civil judgment or lien in the amount of $37,900.32. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2016, FINRA initiated a regulatory action against or in reference to Brent Burgesser for allegedly effecting unsuitable short-term switches of Class A mutual fund transactions in customer accounts, usually selling the investment after only approximately one and a half to three months, only to buy and sell another mutual fund.
In June 2012, Wells Fargo Advisors, LLC terminated Brent Burgesser for allegations related to Mr. Burgesser’s recommendations to clients to purchase and sell mutual fund shares and syndicates.
How To File A Claim Against Brent Burgesser (previously with International Assets Advisory, LLC, LPL Financial LLC, and Wells Fargo Advisors, LLC) To Get Your Money Back
If you have questions about Brent Burgesser, International Assets Advisory, LLC, LPL Financial LLC, Wells Fargo Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.