Advisor Alert: Our Attorneys Are Investigating David Frank Brazen For Investment Fraud
Did You Lose Money Because of David Brazen?
Filed: January 18, 2024
David Brazen has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Frank Brazen.
Who Is David Frank Brazen of Ameriprise Financial Services, LLC?
- Advisor Name: David Frank Brazen
- Aliases: David Brazen
- CRD: 1415374
- Location: Troy, Michigan
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company
- Number of Known Customer Complaints: 2
- Can David Brazen Be Sued: Yes, in Private Arbitration
- Can David Brazen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $6,945
- Highest Settlement: Unknown
If you have suffered investment losses by David Brazen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Brazen For Broker Misconduct
As of this publication date, David Brazen has been the subject of 2 customer disputes. Let’s review them below.
In March 2020, a complaint was filed against or in reference to David Brazen by a customer of Ameriprise Financial Services, LLC alleging that the annuities the client purchased in 2006, 2007, and 2016 were not appropriate for her as she did not understand them, they have long surrender charge periods, and they lost value. Per the customer, she lost over $5,305.61 because of Mr. Brazen’s actions.
In August 2008, a complaint was filed against or in reference to David Brazen by a customer of Ameriprise Financial Services, LLC alleging that the client’s monthly payments were never invested in equities as was discussed upon the opening of the account in may 2002. Per the customer, he lost over $6,945 because of Mr. Brazen’s actions.
How To File A Claim Against David Brazen of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company) To Get Your Money Back
If you have questions about David Brazen, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.