Advisor Alert: Our Attorneys Are Investigating James Matthew Bruderman For Investment Fraud
Did You Lose Money Because of Jim Bruderman?
Filed: February 15, 2024
James Bruderman (also known as Jim Bruderman) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on James Matthew Bruderman.
Who Is James Matthew Bruderman of Bruderman Private Wealth?
- Advisor Name: James Matthew Bruderman
- Aliases: James M. Bruderman, Jim Bruderman
- CRD: 2210472
- Location: Locust Valley, New York
- Current Employer: Bruderman Private Wealth
- Previous Firms: Gary Goldberg & Co., LLC, Bruderman Asset Management, LLC, and Charles Schwab & Co., Inc.
- Number of Known Customer Complaints: 1
- Can James Bruderman Be Sued: Yes, in Private Arbitration
- Can James Bruderman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $4,000
- Highest Settlement: $6,375
If you have suffered investment losses by James Bruderman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jim Bruderman For Broker Misconduct
As of this publication date, James Bruderman has been the subject of 1 customer dispute. Let’s review it below.
In October 1999, a FINRA arbitration was filed against or in reference to James Bruderman by a customer of Charles Schwab & Co., Inc. alleging that at the time she purchased a $40,000 Bankers Trust CD from Schwab, she was not informed that the CD did not mature until 2013 and that she would have to pay penalties if she attempted to remove her funds prior to maturity. Per the customer, she lost over $4,000 because of Mr. Bruderman’s actions. On December 30, 1999, Mr. Bruderman settled the claim for $6,375, and some or all of this amount may have been paid by Mr. Bruderman’s employer and/or insurance carrier.
How To File A Claim Against Jim Bruderman of Bruderman Private Wealth (previously with Gary Goldberg & Co., LLC, Bruderman Asset Management, LLC, and Charles Schwab & Co., Inc.) To Get Your Money Back
If you have questions about James Bruderman, Bruderman Private Wealth, Gary Goldberg & Co., LLC, Bruderman Asset Management, LLC, Charles Schwab & Co., Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.