Advisor Alert: Our Attorneys Are Investigating Robert Vincent Kromer Jr. For Investment Fraud
Did You Lose Money Because of Bob Kromer Jr.?
Filed: March 4, 2024
Robert Kromer Jr. (also known as Bob Kromer Jr.) has been the subject of one (1) regulatory event, one (1) termination event, and four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Vincent Kromer Jr..
Who Is Robert Vincent Kromer Jr.?
- Advisor Name: Robert Vincent Kromer Jr.
- Aliases: Bob Kromer Jr.
- CRD: 1448765
- Location: Sun City West, Arizona
- Current Employer: Currently Not Registered
- Previous Firms: Securities America, Inc., Dalton Strategic Investment Services Inc., and Workman Securities Corporation
- Number of Known Customer Complaints: 4
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Bob Kromer Jr. Be Sued: Yes, in Private Arbitration
- Can Bob Kromer Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $400,000
- Highest Settlement: $70,000
If you have suffered investment losses by Bob Kromer Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Bob Kromer Jr. For Broker Misconduct
As of this publication date, Robert Kromer Jr. has been the subject of 1 regulatory event, 1 termination event, and 4 customer disputes. Let’s review them below.
In August 2011, a FINRA arbitration was filed against or in reference to Robert Kromer Jr. by a customer of Tower Square Securities alleging that Mr. Kromer sold her a variable Universal Life Insurance Policy in 1996 that was unsuitable. Per the customer, she lost over $400,000 because of Mr. Kromer’s actions. On September 28, 2012, Mr. Kromer settled the claim for $70,000, and some or all of this amount may have been paid by Mr. Kromer’s employer and/or insurance carrier.
In April 1996, a complaint was filed against or in reference to Robert Kromer Jr. by a customer alleging that Mr. Kromer sold VAL contract- the client said he was told no more money would be required for the new policy. On January 1, 1997, Mr. Kromer settled the claim for $27,000, and some or all of this amount may have been paid by Mr. Kromer’s employer and/or insurance carrier.
In June 1992, a complaint was filed against or in reference to Robert Kromer Jr. by a customer alleging that the client didn’t know there was a policy issued on wife. On November 1, 1996, Mr. Kromer settled the claim for $12,609.73, and some or all of this amount may have been paid by Mr. Kromer’s employer and/or insurance carrier.
In June 1992, the Department of Commerce and Regulation, State of South Dakota initiated a regulatory action against or in reference to Robert Kromer Jr.
In November 1991, a complaint was filed against or in reference to Robert Kromer Jr. by a customer alleging two AL sold as paid up policies. On January 1, 1992, Mr. Kromer settled the claim for $27,547.98, and some or all of this amount may have been paid by Mr. Kromer’s employer and/or insurance carrier.
In November 1991, Prudential Insurance Company of America terminated Robert Kromer Jr. for abuse of commissions on life sales and abuse of commission payments
How To File A Claim Against Bob Kromer Jr. (previously with Securities America, Inc., Dalton Strategic Investment Services Inc., and Workman Securities Corporation) To Get Your Money Back
If you have questions about Bob Kromer Jr., Securities America, Inc., Dalton Strategic Investment Services Inc., Workman Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.