Advisor Alert: Our Attorneys Are Investigating Brock Justin Brady For Investment Fraud
Did You Lose Money Because of Brock Brady?
Filed: November 2, 2023
Brock Brady currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brock Justin Brady.
Who Is Brock Justin Brady?
- Advisor Name: Brock Justin Brady
- Aliases: Brock Brady
- CRD: 4638576
- Location: Bellevue, Washington State
- Current Employer: Currently not Registered
- Previous Firms: Cetera Advisor Networks LLC, Voya Financial Advisors, Inc., and AXA Advisors, LLCn
- Number of Known Customer Complaints: 1
- Can Brock Brady Be Sued: Yes, in Private Arbitration
- Can Brock Brady’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $270,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brock Brady, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brock Brady For Broker Misconduct
As of this publication date, Brock Brady has been the subject of 1 customer dispute. Let’s review it below.
In October 2022, a FINRA arbitration was filed against or in reference to Brock Brady by a customer of Voya Financial Advisors, Inc. alleging that in 2016, Mr. Brady misrepresented that certain investments, such as a Real Estate Investment Trust, were conservative, secure, and did not carry any significant risks, and the Claimant suffered losses in excess. Per the customer, he/she lost over $270,000 because of Mr. Brady’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Brock Brady (previously with Cetera Advisor Networks LLC, Voya Financial Advisors, Inc., and AXA Advisors, LLC) To Get Your Money Back.
If you have questions about Brock Brady, Cetera Advisor Networks LLC, Voya Financial Advisors, Inc., AXA Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.