Advisor Alert: Our Attorneys Are Investigating Guy Robert Presutti For Investment Fraud
Did You Lose Money Because of Guy Presutti?
Filed: March 4, 2024
Guy Presutti currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints and one (1) criminal event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Guy Robert Presutti.
Who Is Guy Robert Presutti of Oppenheimer & Co. Inc.?
- Advisor Name: Guy Robert Presutti
- Aliases: Guy Presutti
- CRD: 1196621
- Location: Boston, Massachusetts
- Current Employer: Oppenheimer & Co. Inc.
- Previous Firms: Bear, Stearns & Co. Inc., Dean Witter Reynolds Inc., and Lehman Brothers Inc.
- Number of Known Customer Complaints: 3
- Number of Known Criminal Events: 1
- Can Guy Presutti Be Sued: Yes, in Private Arbitration
- Can Guy Presutti’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,450,000
- Highest Settlement: $15,000
If you have suffered investment losses by Guy Presutti, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Guy Presutti For Broker Misconduct
As of this publication date, Guy Presutti has been the subject of 3 customer disputes and 1 criminal event. Let’s review them below.
In March 2023, a FINRA arbitration was filed against or in reference to Guy Presutti by a customer of Oppenheimer & Co. Inc. alleging that the client suffered losses as result of an unsuitable investment and alleges claims for breach of fiduciary duty, negligence, fraud, breach of contract, third-party beneficiary breach of contract, and violation of state securities laws and Regulation BI. Per the customer, he/she lost over $1,450,000 because of Mr. Presutti’s actions. As of this publication date, this claim remains pending.
In June 2000, a complaint was filed against or in reference to Guy Presutti by a customer of Morgan Stanley Dean Witter alleging that unauthorized trades were placed in the account.
In December 1993, a NASD arbitration was filed against or in reference to Guy Presutti by a customer of Shearson Lehman, Inc. alleging unsuitability, misrepresentation, churning, and breach of fiduciary duty. Per the customer, he/she lost over $230,006.16 because of Mr. Presutti’s actions. On June 24, 1996, Mr. Presutti settled the claim for $15,000, and some or all of this amount may have been paid by Mr. Presutti’s employer and/or insurance carrier.
In May 1983, charges were pressed against Mr. Presutti in Court for possession of stolen property, a case of beer. He was dismissed and paid a $50 fine.
How To File A Claim Against Guy Presutti of Oppenheimer & Co. Inc. (previously with Bear, Stearns & Co. Inc., Dean Witter Reynolds Inc., and Lehman Brothers Inc.) To Get Your Money Back
If you have questions about Guy Presutti, Oppenheimer & Co. Inc., Bear, Stearns & Co. Inc., Dean Witter Reynolds Inc., Lehman Brothers Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.