Advisor Alert: Our Attorneys Are Investigating James Stafford Morrison For Investment Fraud
Did You Lose Money Because of James Morrison?
Filed: March 20, 2024
James Morrison (also known as Jim Morrison) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on James Stafford Morrison.
Who Is James Stafford Morrison of Kestra Investment Services, LLC and Kestra Advisory Services, LLC?
- Advisor Name: James Stafford Morrison
- Aliases: Jim Morrison
- CRD: 1254375
- Location: Waco, Texas
- Current Employer: Kestra Investment Services, LLC and Kestra Advisory Services, LLC
- Previous Firms: NFP Advisor Services, LLC and WS Griffith Securities, Inc.
- Number of Known Customer Complaints: 1
- Can James Morrison Be Sued: Yes, in Private Arbitration
- Can James Morrison’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $150,000
If you have suffered investment losses by James Morrison, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against James Morrison For Broker Misconduct
As of this publication date, James Morrison has been the subject of 1 customer dispute. Let’s review it below.
In December 2022, a FINRA arbitration was filed against or in reference to James Morrison by multiple customers of Kestra Investment Services, LLC alleging that the sale of a private placement was unsuitable and Kestra failed to conduct appropriate due diligence on the product. Per the customers, they lost over $150,000 because of Mr. Morrison’s actions. On March 5, 2024, Mr. Morrison settled the claim for $150,000, and some or all of this amount may have been paid by Mr. Morrison’s employer and/or insurance carrier.
How To File A Claim Against James Morrison of Kestra Investment Services, LLC and Kestra Advisory Services, LLC (previously with NFP Advisor Services, LLC and WS Griffith Securities, Inc.) To Get Your Money Back
If you have questions about James Morrison, Kestra Investment Services, LLC, Kestra Advisory Services, LLC, NFP Advisor Services, LLC, WS Griffith Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.