Advisor Alert: Our Attorneys Are Investigating David Allen Casparian For Investment Fraud
Did You Lose Money Because of David Casparian?
Filed: November 6, 2023
David Casparian has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David Allen Casparian.
Who Is David Allen Casparian of LPL Financial LLC?
- Advisor Name: David Allen Casparian
- Aliases: David Casparian
- CRD: 1008091
- Location: Fresno, California
- Current Employer: LPL Financial LLC
- Previous Firms: Cetera Advisor Networks LLC and Financial Network Investment Corporation
- Number of Known Customer Complaints: 2
- Can David Casparian Be Sued: Yes, in Private Arbitration
- Can David Casparian’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $14,937.59
- Highest Settlement: Unknown
If you have suffered investment losses by David Casparian, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Casparian For Broker Misconduct
As of this publication date, David Casparian has been the subject of 2 customer disputes. Let’s review them below.
In April 2023, a complaint was filed against or in reference to David Casparian by a customer of Cetera Advisor Networks LLC alleging that Mr. Casparian did not communicate there would be capital gains with the sale of his investment. Per the customer, he/she lost over $5,000 because of Mr. Casparian’s actions.
In September 2006, a complaint was filed against or in reference to David Casparian by a customer of Cetera Advisor Networks LLC alleging that Mr. Casparian acted on instructions from someone other than the authorized individual, in March 2006, and alleged that the account was opened without appropriate signatures. The customer also alleges that distributions were made to an individual not entitled to receive proceeds. Per the customer, he/she lost over $14,937.59 because of Mr. Casparian’s actions.
How To File A Claim Against David Casparian of LPL Financial LLC (previously with Cetera Advisor Networks LLC and Financial Network Investment Corporation) To Get Your Money Back.
If you have questions about David Casparian, LPL Financial LLC, Cetera Advisor Networks LLC, Financial Network Investment Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.