Advisor Alert: Our Attorneys Are Investigating Paul John Stanislaw Jr. For Investment Fraud
Did You Lose Money Because of Paul Stanislaw Jr.?
Filed: November 6, 2023
Paul J. Stanislaw (also known as Paul John Stanislaw Jr.) has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Paul John Stanislaw Jr..
Who Is Paul John Stanislaw Jr.?
- Advisor Name: Paul John Stanislaw Jr.
- Aliases: Paul J. Stanislaw
- CRD: 859272
- Location: Ontario, California
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Uvest Financial Services Group, Inc., and Ameriprise Financial Services, Inc.
- Number of Known Customer Complaints: 4
- Can Paul Stanislaw Jr. Be Sued: Yes, in Private Arbitration
- Can Paul Stanislaw Jr.’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $7,500
- Highest Settlement: $30,000
If you have suffered investment losses by Paul Stanislaw Jr., we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Paul Stanislaw Jr. For Broker Misconduct
As of this publication date, Paul Stanislaw Jr. has been the subject of 4 customer disputes. Let’s review them below.
In January 2020, a complaint was filed against or in reference to Paul Stanislaw Jr. by a customer of LPL Financial LLC alleging that Variable Annuity had been issued without the income rider that he had requested and had been deleted without his authorization, and requested surrender of contract with no surrender charges. On February 6, 2020, Mr. Stanislaw Jr. settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Stanislaw Jr.’s employer and/or insurance carrier.
In December 2018, a complaint was filed against or in reference to Paul Stanislaw Jr. by a customer of LPL Financial LLC alleging unauthorized investment in a mutual fund. Per the customer, he lost over $8,704 because of Mr. Stanislaw Jr.’s actions.
In September 2017, a complaint was filed against or in reference to Paul Stanislaw Jr. by a customer of LPL Financial LLC alleging that Mr. Stanislaw Jr. did not disclose upfront sales charge for class a mutual fund purchase, and that recommendation was an unsuitable switch with no investment rationale. On October 3, 2017, Mr. Stanislaw Jr. settled the claim for $6,875, and some or all of this amount may have been paid by Mr. Stanislaw Jr.’s employer and/or insurance carrier.
In April 2017, a complaint was filed against or in reference to Paul Stanislaw Jr. by a customer of LPL Financial LLC alleging that Mr. Stanislaw Jr. had assured the client that there would be no fees for sale of one mutual fund to purchase another mutual fund, and sought return of $7,500 contingent deferred sales charge that was assessed on sale of first mutual fund. Per the customer, he lost over $7,500 because of Mr. Stanislaw Jr.’s actions. On May 1, 2017, Mr. Stanislaw Jr. settled the claim for $9,000, and some or all of this amount may have been paid by Mr. Stanislaw Jr.’s employer and/or insurance carrier.
How To File A Claim Against Paul Stanislaw Jr. (previously with LPL Financial LLC, Uvest Financial Services Group, Inc., and Ameriprise Financial Services, Inc.) To Get Your Money Back.
If you have questions about Paul Stanislaw Jr., LPL Financial LLC, Uvest Financial Services Group, Inc., Ameriprise Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.