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Did You Lose Money Because of Jeffery Hattaway?

Filed: January 24, 2024

Jeffery Hattaway has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jeffery Harold Hattaway.

Who Is Jeffery Harold Hattaway?

  • Advisor Name: Jeffery Harold Hattaway
  • Aliases: Jeffery Hattaway
  • CRD: 6046067
  • Location: Melville, New York and Griffin, Georgia
  • Current Employer: Aegis Capital Corp.
  • Previous Firms: Ameriprise Financial Services, LLC and Edward Jones
  • Number of Known Customer Complaints: 1
  • Can Jeffery Hattaway Be Sued: Yes, in Private Arbitration
  • Can Jeffery Hattaway’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $14,000
  • Highest Settlement: $14,000

If you have suffered investment losses by Jeffery Hattaway, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jeffery Hattaway For Broker Misconduct

As of this publication date, Jeffery Hattaway has been the subject of 1 customer dispute. Let’s review it below.

In May 2020, a complaint was filed against or in reference to Jeffery Hattaway by a customer of Edward Jones alleging that Mr. Hattaway failed to follow instructions which led to large tax implications. Per the customer, he/she lost over $14,000 because of Mr. Hattaway’s actions. On July 17, 2020, Mr. Hattaway settled the claim for $14,000, and some or all of this amount may have been paid by Mr. Hattaway’s employer and/or insurance carrier.

How To File A Claim Against Jeffery Hattaway of Aegis Capital Corp. (previously with Ameriprise Financial Services, LLC and Edward Jones) To Get Your Money Back

If you have questions about Jeffery Hattaway, Aegis Capital Corp., Ameriprise Financial Services, LLC, Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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