Advisor Alert: Our Attorneys Are Investigating Jonathan Ben Mirer For Investment Fraud
Did You Lose Money Because of Jon Mirer?
Filed: January 24, 2024
Jonathan Mirer (also known as Jon Mirer) has been the subject of one (1) termination event and eight (8) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jonathan Ben Mirer.
Who Is Jonathan Ben Mirer of Ameriprise Financial Services, LLC?
- Advisor Name: Jonathan Ben Mirer
- Aliases: Jon Mirer
- CRD: 336638
- Location: Henderson, Nevada
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Wells Fargo Advisors, LLC and Wachovia Securities, LLC
- Number of Known Customer Complaints: 8
- Number of Known Termination Events: 1
- Can Jon Mirer Be Sued: Yes, in Private Arbitration
- Can Jon Mirer’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $282,000
- Highest Settlement: $67,500
If you have suffered investment losses by Jonathan Mirer, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jon Mirer For Broker Misconduct
As of this publication date, Jonathan Mirer has been the subject of 1 termination event and 8 customer disputes. Let’s review them below.
In March 2020, a FINRA arbitration was filed against or in reference to Jonathan Mirer by multiple customers of Wells Fargo Advisors alleging that Mr. Mirer over-concentrated their portfolio in unsuitable investments. On October 31, 2022, Mr. Mirer settled the claim for $50,000, and some or all of this amount may have been paid by Mr. Mirer’s employer and/or insurance carrier.
In October 2016, a complaint was filed against or in reference to Jonathan Mirer by a customer of Wells Fargo Advisors alleging unauthorized trading. Per the customer, he/she lost over $62,000 because of Mr. Mirer’s actions. On February 7, 2017, Mr. Mirer settled the claim for $20,000, and some or all of this amount may have been paid by Mr. Mirer’s employer and/or insurance carrier.
In July 2016, a FINRA arbitration was filed against or in reference to Jonathan Mirer by a customer of Wells Fargo Advisors alleging that from 2009 through 2016, Mr. Mirer made unauthorized trades and unsuitable investments. On May 17, 2017, Mr. Mirer settled the claim for $17,000.
In April 2016, a complaint was filed against or in reference to Jonathan Mirer by a customer of Wells Fargo Advisors alleging unsuitable investments in energy stocks. On February 10, 2017, Mr. Mirer settled the claim for $17,300, and some or all of this amount may have been paid by Mr. Mirer’s employer and/or insurance carrier.
In March 2016, a complaint was filed against or in reference to Jonathan Mirer by a customer of Wells Fargo Advisors alleging unsuitable investments. On December 30, 2016, Mr. Mirer settled the claim for $55,000, and some or all of this amount may have been paid by Mr. Mirer’s employer and/or insurance carrier.
In March 2016, a complaint was filed against or in reference to Jonathan Mirer by a customer of Wells Fargo Advisors alleging that she was never told about any of the trades in her account. Per the customer, she lost over $40,000 because of Mr. Mirer’s actions. On January 31, 2017, Mr. Mirer settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Mirer’s employer and/or insurance carrier.
In June 2001, a NASD arbitration was filed against or in reference to Jonathan Mirer by multiple customers of Morgan Stanley Dean Witter alleging inter alia, common law and statutory securities violations in connection with equity transactions from January through April 2000. Per the customers, they lost over $282,000 because of Mr. Mirer’s actions. On October 28, 2002, Mr. Mirer settled the claim for $67,500, and some or all of this amount may have been paid by Mr. Mirer’s employer and/or insurance carrier.
In December 1992, Raymond James & Associates, Inc. terminated Jonathan Mirer for allegedly paying monies to himself without adequate written back-up, which monies were subsequently returned.
In November 1986, a complaint was filed against or in reference to Jonathan Mirer by a customer of Painewebber alleging failure & refusal to execute market order by customer to sell; 2) recommending speculative, unsuitable stock to customer; 3) specific company recommended was not financially sound/insolvent; 4) Mirer traded particular stock of the clients & preferential customers based on information not given to client. Per the customer, he/she lost over $123,750 because of Mr. Mirer’s actions. An arbitration panel found that Jonathan Mirer was negligent and awarded $3,750 in favor of the customers.
How To File A Claim Against Jon Mirer of Ameriprise Financial Services, LLC (previously with Wells Fargo Advisors, LLC and Wachovia Securities, LLC) To Get Your Money Back
If you have questions about Jonathan Mirer, Ameriprise Financial Services, LLC, Wells Fargo Advisors, LLC, Wachovia Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.