Advisor Alert: Our Attorneys Are Investigating Alberto Cavazos For Investment Fraud
Did You Lose Money Because of Albert Cavazos?
Filed: November 2, 2023
Albert Cavazos has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Alberto Cavazos.
Who Is Alberto Cavazos of LPL Financial LLC?
- Advisor Name: Alberto Cavazos
- Aliases: Albert Cavazos
- CRD: 2124838
- Location: San Antonio, Texas
- Current Employer: LPL Financial LLC
- Previous Firms: UBS Painewebber Inc. and J.C. Bradford & Co.
- Number of Known Customer Complaints: 1
- Can Alberto Cavazos Be Sued: Yes, in Private Arbitration
- Can Alberto Cavazos’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $30,000
- Highest Settlement: Unknown
If you have suffered investment losses by Alberto Cavazos, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockboker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Albert Cavazos For Broker Misconduct
As of this publication date, Alberto Cavazos has been the subject of 1 customer dispute. Let’s review it below.
In February 2019, a complaint was filed against or in reference to Alberto Cavazos by a customer of LPL Financial LLC alleging unauthorized trading in account. Per the customer, he/she lost over $30,000 because of Mr. Cavazos’s actions.
How To File A Claim Against Albert Cavazos of LPL Financial LLC (previously with UBS Painewebber Inc. and J.C. Bradford & Co.) To Get Your Money Back.
If you have questions about Alberto Cavazos, LPL Financial LLC, UBS Painewebber Inc., J.C. Bradford & Co., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.