Advisor Alert: Our Attorneys Are Investigating Karl Douglas Fisher For Investment Fraud
Did You Lose Money Because of Karl Fisher?
Filed: March 14, 2024
Karl Fisher (also known as Karl D Fisher) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Karl Douglas Fisher.
Who Is Karl Douglas Fisher of Equitable Advisors, LLC?
- Advisor Name: Karl Douglas Fisher
- Aliases: Karl D Fisher
- CRD: 2687222
- Location: Boulder, Colorado
- Current Employer: Equitable Advisors, LLC
- Previous Firms: Karr Barth Financial Planning, Inc. and The Equitable Life Assurance Society of the United States
- Number of Known Customer Complaints: 1
- Can Karl Fisher Be Sued: Yes, in Private Arbitration
- Can Karl Fisher’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Karl Fisher, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Karl Fisher For Broker Misconduct
As of this publication date, Karl Fisher has been the subject of 1 customer dispute. Let’s review it below.
In February 2024, a FINRA arbitration was filed against or in reference to Karl Fisher by a customer of Equitable Advisors, LLC alleging that Mr. Fisher recommended alternative investments that were unsuitable for Claimant and made misrepresentations in connection therewith. As of this publication date, this claim remains pending.
How To File A Claim Against Karl Fisher of Equitable Advisors, LLC (previously with Karr Barth Financial Planning, Inc. and The Equitable Life Assurance Society of the United States) To Get Your Money Back
If you have questions about Karl Fisher, Equitable Advisors, LLC, Karr Barth Financial Planning, Inc., The Equitable Life Assurance Society of the United States., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.