Advisor Alert: Our Attorneys Are Investigating Ronald G Smith For Investment Fraud
Did You Lose Money Because of Ronald Smith?
Filed: March 14, 2024
Ronald Smith (also known as Ron G Smith) currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ronald G Smith.
Who Is Ronald G Smith of Sanford C. Bernstein & Co., LLC and Alliancebernstein L.P.?
- Advisor Name: Ronald G Smith
- Aliases: Ron G Smith
- CRD: 6038062
- Location: Stamford, Connecticut
- Current Employer: Sanford C. Bernstein & Co., LLC and Alliancebernstein L.P.
- Previous Firms: Spartan Capital Securities, LLC
- Number of Known Customer Complaints: 2
- Can Ronald Smith Be Sued: Yes, in Private Arbitration
- Can Ronald Smith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $250,000
- Highest Settlement: Unknown
If you have suffered investment losses by Ronald Smith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ronald Smith For Broker Misconduct
As of this publication date, Ronald Smith has been the subject of 2 customer disputes. Let’s review them below.
In February 2024, a FINRA arbitration was filed against or in reference to Ronald Smith by a customer of Spartan Capital Securities, LLC alleging breach of fiduciary duty, negligence, failure to supervise, failure to recommend suitable investments, failure to act in claimants best interest, unauthorized trading, misrepresentation, and omission of material facts. Per the customer, he/she lost over $250,000 because of Mr. Smith’s actions. As of this publication date, this claim remains pending.
In January 2021, a FINRA arbitration was filed against or in reference to Ronald Smith by a customer of Spartan Capital Securities, LLC alleging market losses in his account for activity that occurred over a year period of time. Per the customer, he lost over $42,035 because of Mr. Smith’s actions.
How To File A Claim Against Ronald Smith of Sanford C. Bernstein & Co., LLC and Alliancebernstein L.P. (previously with Spartan Capital Securities, LLC) To Get Your Money Back
If you have questions about Ronald Smith, Sanford C. Bernstein & Co., LLC, Alliancebernstein L.P., Spartan Capital Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.