Advisor Alert: Our Attorneys Are Investigating Mary Carroll Murphy For Investment Fraud

Did You Lose Money Because of Mary Murphy?

Filed: March 11, 2024

Mary Murphy (also known as Mary C Murphy) currently has one (1) pending customer complaint. Overall, she has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Mary Carroll Murphy.

Who Is Mary Carroll Murphy?

  • Advisor Name: Mary Carroll Murphy
  • Aliases: Mary C Murphy
  • CRD: 5256679
  • Location: Nashua, New Hampshire
  • Current Employer: Currently Not Registered
  • Previous Firms: Charles Schwab & Co., Inc., MML Investors Services, LLC, and UBS Financial Services Inc.
  • Number of Known Customer Complaints: 1
  • Can Mary Murphy Be Sued: Yes, in Private Arbitration
  • Can Mary Murphy’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $350,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Mary Murphy, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Mary Murphy For Broker Misconduct

As of this publication date, Mary Murphy has been the subject of 1 customer dispute. Let’s review it below.

In December 2022, a FINRA arbitration was filed against or in reference to Mary Murphy by a customer of Charles Schwab & Co., Inc. alleging that Ms. Murphy provided poor investment advice between approximately September 2021 and July 2022 which caused losses of approximately $350,000. The client also alleges that the representative offered to reimburse the Client’s losses through various means. Per the customer, he/she lost over $350,000 because of Ms. Murphy’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Mary Murphy (previously with Charles Schwab & Co., Inc., MML Investors Services, LLC, and UBS Financial Services Inc.) To Get Your Money Back

If you have questions about Mary Murphy, Charles Schwab & Co., Inc., MML Investors Services, LLC, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.