Advisor Alert: Our Attorneys Are Investigating Robert Charles Mueller For Investment Fraud
Did You Lose Money Because of Robert Mueller?
Filed: March 20, 2024
Robert Mueller (also known as Bert Charles Mueller) has been the subject of seven (7) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robert Charles Mueller.
Who Is Robert Charles Mueller of UBS Financial Services Inc.?
- Advisor Name: Robert Charles Mueller
- Aliases: Bert Charles Mueller
- CRD: 2647227
- Location: Houston, Texas
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 7
- Can Robert Mueller Be Sued: Yes, in Private Arbitration
- Can Robert Mueller’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,580,000
- Highest Settlement: $1,700,000
If you have suffered investment losses by Robert Mueller, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Robert Mueller For Broker Misconduct
As of this publication date, Robert Mueller has been the subject of 7 customer disputes. Let’s review them below.
In November 2022, a FINRA arbitration was filed against or in reference to Robert Mueller by multiple customers of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Per the customers, they lost over $1,580,000 because of Mr. Mueller’s actions. On December 22, 2022, Mr. Mueller settled the claim for $670,329, and some or all of this amount may have been paid by Mr. Mueller’s employer and/or insurance carrier.
In October 2022, a FINRA arbitration was filed against or in reference to Robert Mueller by a customer of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Per the customer, he/she lost over $1,300,000 because of Mr. Mueller’s actions. On December 22, 2022, Mr. Mueller settled the claim for $697,080, and some or all of this amount may have been paid by Mr. Mueller’s employer and/or insurance carrier.
In October 2022, a FINRA arbitration was filed against or in reference to Robert Mueller by a customer of UBS Financial Services Inc. alleging unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. Per the customer, he/she lost over $1,194,000 because of Mr. Mueller’s actions. On December 22, 2022, Mr. Mueller settled the claim for $512,427, and some or all of this amount may have been paid by Mr. Mueller’s employer and/or insurance carrier.
In February 2019, a complaint was filed against or in reference to Robert Mueller by a customer of UBS Financial Services Inc. alleging that the options overlay strategy is way out of bounds on risk for the client’s portfolio.
In June 2010, a complaint was filed against or in reference to Robert Mueller by a customer of Morgan Stanley & Co. Incorporated alleging that Mr. Mueller made allegedly unsuitable investments in 2008.
In January 2009, a complaint was filed against or in reference to Robert Mueller by a customer of Morgan Stanley & Co. Incorporated alleging failure to follow instructions to redeem shares of a hedge fund. Per the customer, he/she lost over $330,000 because of Mr. Mueller’s actions. On April 15, 2009, Mr. Mueller settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Mueller’s employer and/or insurance carrier.
In April 2008, a complaint was filed against or in reference to Robert Mueller by a customer of Morgan Stanley & Co. Incorporated alleging that Mr. Mueller executed unauthorized purchase of auction rate securities for a customer’s account. On April 29, 2008, Mr. Mueller settled the claim for $1,700,000, and some or all of this amount may have been paid by Mr. Mueller’s employer and/or insurance carrier.
How To File A Claim Against Robert Mueller of UBS Financial Services Inc. (previously with Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Robert Mueller, UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.