Advisor Alert: Our Attorneys Are Investigating Thomas Mark Griffiths For Investment Fraud
Did You Lose Money Because of Thomas Griffiths?
Filed: November 15, 2023
Thomas Griffiths has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Mark Griffiths.
Who Is Thomas Mark Griffiths of LPL Financial LLC and Great Valley Advisor Group, Inc.?
- Advisor Name: Thomas Mark Griffiths
- Aliases: Thomas Griffiths
- CRD: 2106304
- Location: Newtown, Pennsylvania
- Current Employer: LPL Financial LLC and Great Valley Advisor Group, Inc.
- Previous Firms: Strategic Wealth Advisors Group and Associated Securities Corp.
- Number of Known Customer Complaints: 1
- Can Thomas Griffiths Be Sued: Yes, in Private Arbitration
- Can Thomas Griffiths’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $9,119.75
- Highest Settlement: Unknown
If you have suffered investment losses by Thomas Griffiths, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Griffiths For Broker Misconduct
As of this publication date, Thomas Griffiths has been the subject of 1 customer dispute. Let’s review it below.
In March 2008, a complaint was filed against or in reference to Thomas Griffiths by a customer of Wachovia Securities, LLC alleging that the client feels that his ING Golden Select Variable annuity purchased on November 8, 2005 for $112,170.85 was not a good investment choice for him. The client requests a surrender charge in the amount of about $9,119.75. Per the customer, he lost over $9,119.75 because of Mr. Griffiths’s actions.
How To File A Claim Against Thomas Griffiths of LPL Financial LLC and Great Valley Advisor Group, Inc. (previously with Strategic Wealth Advisors Group and Associated Securities Corp.) To Get Your Money Back.
If you have questions about Thomas Griffiths, LPL Financial LLC, Great Valley Advisor Group, Inc., Strategic Wealth Advisors Group, Associated Securities Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.