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Did You Lose Money Because of Jim Kidwell?

Filed: November 15, 2023

Jim Kidwell (also known as James Robert Kidwell) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Robert Kidwell.

Who Is James Robert Kidwell?

  • Advisor Name: James Robert Kidwell
  • Aliases: Jim Kidwell
  • CRD: 1284843
  • Location: Fulshear, Texas
  • Current Employer: Currently Not Registered
  • Previous Firms: LPL Financial LLC, Proequities, Inc., and Aetna Investment Services, Inc.
  • Number of Known Customer Complaints: 1
  • Can James Kidwell Be Sued: Yes, in Private Arbitration
  • Can James Kidwell’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: $71,389

If you have suffered investment losses by Jim Kidwell, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jim Kidwell For Broker Misconduct

As of this publication date, Jim Kidwell has been the subject of 1 customer dispute. Let’s review it below.

In November 2019, a complaint was filed against or in reference to Jim Kidwell by a customer of LPL Financial LLC alleging that stock positions were sold contrary to instructions to liquidate only ETFs. On November 8, 2019, Mr. Kidwell settled the claim for $71,389, and some or all of this amount may have been paid by Mr. Kidwell’s employer and/or insurance carrier.

How To File A Claim Against Jim Kidwell (previously with LPL Financial LLC, Proequities, Inc., and Aetna Investment Services, Inc.) To Get Your Money Back.

If you have questions about Jim Kidwell, LPL Financial LLC, Proequities, Inc., Aetna Investment Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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