Advisor Alert: Our Attorneys Are Investigating Jay Frederick Haffley For Investment Fraud
Did You Lose Money Because of Jay Haffley?
Filed: October 30, 2023
Jay Haffley has been the subject of three (3) financial events and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jay Frederick Haffley.
Who Is Jay Frederick Haffley of LPL Financial LLC?
- Advisor Name: Jay Frederick Haffley
- Aliases: Jay F Haffley
- CRD: 4265323
- Location: Oklahoma City, Oklahoma
- Current Employer: LPL Financial LLC
- Previous Firms: Bancwest Investment Services, Inc. and SII Investments, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Financial Events: 3
- Can Jay Haffley Be Sued: Yes, in Private Arbitration
- Can Jay Haffley’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $14,611
- Highest Settlement: $23,000
If you have suffered investment losses by Jay Haffley, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an elder financial abuse lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jay Haffley For Broker Misconduct
As of this publication date, Jay Haffley has been the subject of 3 financial events and 1 customer dispute. Let’s review them below.
In November 2018, Prosper reported that Mr. Haffley had outstanding debt totaling $16,275. Mr. Haffley settled this matter in the amount of $4,882.55.
In November 2018, Capital One reported that Mr. Haffley had outstanding debt totaling $1,674.99. Mr. Haffley settled this matter in the amount of $669.99 on November 30, 2018 and $670 on December 31, 2018.
In April 2011, a complaint was filed against or in reference to Jay Haffley by a customer of AXA Advisors alleging misinformation regarding retirement planning which resulted in a tax liability. Per the customer, he lost over $14,611 because of Mr. Haffley’s actions. On August 8, 2011, Mr. Haffley settled the claim for $23,000, and some or all of this amount may have been paid by Mr. Haffley’s employer and/or insurance carrier.
In December 2016, Jay Haffley filed for bankruptcy.
How To File A Claim Against Jay Haffley of LPL Financial LLC (previously with Bancwest Investment Services, Inc. and SII Investments, Inc.) To Get Your Money Back.
If you have questions about Jay Haffley, LPL Financial LLC, Bancwest Investment Services, Inc., SII Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.