Advisor Alert: Our Attorneys Are Investigating Peter John Clarke For Investment Fraud
Did You Lose Money Because of Peter Clarke?
Filed: February 19, 2024
Peter Clarke currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Peter John Clarke.
Who Is Peter John Clarke of Rockefeller Capital Management and Rockefeller Financial LLC?
- Advisor Name: Peter John Clarke
- Aliases: Peter Clarke
- CRD: 1400419
- Location: Palm Beach Gardens, Florida
- Current Employer: Rockefeller Capital Management and Rockefeller Financial LLC
- Previous Firms: Truist Advisory Services, Inc., Truist Investment Services, Inc., and BB&T Securities, LLC
- Number of Known Customer Complaints: 2
- Can Peter Clarke Be Sued: Yes, in Private Arbitration
- Can Peter Clarke’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $6,300,000
- Highest Settlement: $25,800
If you have suffered investment losses by Peter Clarke, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Peter Clarke For Broker Misconduct
As of this publication date, Peter Clarke has been the subject of 2 customer disputes. Let’s review them below.
In July 2023 a FINRA arbitration was filed against or in reference to Peter Clarke by a customer of Truist Investment Services, Inc. alleging that recommendations were too risky. Per the customer, he/she lost over $6,300,000 because of Mr. Clarke’s actions. As of this publication date, this claim remains pending.
In October 1997, a NASD arbitration was filed against or in reference to Peter Clarke by a customer of Wheat First Securities, Inc. alleging that recommendations to purchase $55,000 of Marvel III holdings bonds was unsuitable and inappropriate, and is seeking reimbursement of original investment. Per the customer, he/she lost over $55,000 because of Mr. Clarke’s actions. On September 14, 1998, Mr. Clarke settled the claim for $25,800, and some or all of this amount may have been paid by Mr. Clarke’s employer and/or insurance carrier.
How To File A Claim Against Peter Clarke of Rockefeller Capital Management and Rockefeller Financial LLC (previously with Truist Advisory Services, Inc., Truist Investment Services, Inc., and BB&T Securities, LLC) To Get Your Money Back
If you have questions about Peter Clarke, Rockefeller Capital Management, Rockefeller Financial LLC, Truist Advisory Services, Inc., Truist Investment Services, Inc., BB&T Securities, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.