Advisor Alert: Our Attorneys Are Investigating Jose Louis Valdez Jr For Investment Fraud
Did You Lose Money Because of Jose Valdez Jr?
Filed: March 14, 2024
Jose Valdez Jr (also known as Louis Valdez) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint, one (1) criminal event, and eight (8) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jose Louis Valdez Jr.
Who Is Jose Louis Valdez Jr of Spartan Capital Securities, LLC?
- Advisor Name: Jose Louis Valdez Jr
- Aliases: Louis Valdez
- CRD: 2926686
- Location: New York, New York
- Current Employer: Spartan Capital Securities, LLC
- Previous Firms: Blackbook Capital, LLC, Columbus Advisory Group, Ltd., and Empire Asset Management Company
- Number of Known Customer Complaints: 1
- Number of Known Criminal Events: 1
- Number of Known Judgment/Lien Events: 8
- Can Jose Valdez Jr Be Sued: Yes, in Private Arbitration
- Can Jose Valdez Jr’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Jose Valdez Jr, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jose Valdez Jr For Broker Misconduct
As of this publication date, Jose Valdez Jr has been the subject of 1 customer dispute, 1 criminal event, and 8 judgment/lien events. Let’s review it below.
In November 2022, a FINRA arbitration was filed against or in reference to Jose Valdez Jr by a customer of Spartan Capital Securities, LLC alleging breach of fiduciary duty, breach of contract & negligence, and failure to supervise. Per the customer, he/she lost over $1,000,000 because of Mr. Valdez’s actions. As of this publication date, this claim remains pending.
In May 2021, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $21,701.90. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In December 2019, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $25,151.19. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2018, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $140.21. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In October 2017, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $66,809. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In December 2016, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $126,915.41. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In November 2011, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $31,371.21. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2011, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $44,013. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In July 2008, Jose Valdez Jr was the subject of a civil judgment or lien in the amount of $103,430. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In August 1992, felony charges were pressed against Mr. Valdez in the City of Brownsville. Mr. Valdez received a felony charge for possession of illegal substance.
How To File A Claim Against Jose Valdez Jr of Spartan Capital Securities, LLC (previously with Blackbook Capital, LLC, Columbus Advisory Group, Ltd., and Empire Asset Management Company) To Get Your Money Back
If you have questions about Jose Valdez Jr, Spartan Capital Securities, LLC, Blackbook Capital, LLC, Columbus Advisory Group, Ltd., Empire Asset Management Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.