Advisor Alert: Our Attorneys Are Investigating Linda Liu For Investment Fraud
Did You Lose Money Because of Linda Liu?
Filed: November 15, 2023
Linda Yu Ling Liu (also known as Linda Liu-King) has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Linda Liu.
Who Is Linda Liu of Cetera Investment Services LLC and Cetera Investment Advisers LLC?
- Advisor Name: Linda Liu
- Aliases: Linda Yu Ling Liu, Linda Liu-King
- CRD: 4155741
- Location: New York, New York
- Current Employer: Cetera Investment Services LLC and Cetera Investment Advisers LLC
- Previous Firms: Unknown
- Number of Known Customer Complaints: 3
- Can Linda Liu Be Sued: Yes, in Private Arbitration
- Can Linda Liu’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $250,000
If you have suffered investment losses by Linda Liu, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Linda Liu For Broker Misconduct
As of this publication date, Linda Liu has been the subject of 3 customer disputes. Let’s review them below.
In December 2021, a FINRA arbitration was filed against or in reference to Linda Liu by a customer of Cetera Investment Services LLC alleging unsuitable investment recommendations that resulted in losses. Per the customer, he/she lost over $500,000 because of Ms. Liu’s actions. On February 1, 2023, Ms. Liu settled the claim for $250,000, and some or all of this amount may have been paid by Ms. Liu’s employer and/or insurance carrier.
In December 2020, a FINRA arbitration was filed against or in reference to Linda Liu by a customer of Cetera Investment Services LLC alleging that the client was recommended unsuitable alternative investments. Per the customer, he/she lost over $50,000 because of Ms. Liu’s actions. On November 24, 2021, Ms. Liu settled the claim for $14,000, and some or all of this amount may have been paid by Ms. Liu’s employer and/or insurance carrier.
In August 2016, a complaint was filed against or in reference to Linda Liu by a customer of Cetera Investment Services LLC alleging that Ms. Liu told the client that the investment had a 4-year term with a fixed interest rate. Per the customer, she lost over $5,460 because of Ms. Liu’s actions.
How To File A Claim Against Linda Liu of Cetera Investment Services LLC and Cetera Investment Advisers LLC To Get Your Money Back.
If you have questions about Linda Liu, Cetera Investment Services LLC, Cetera Investment Advisers LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.