Advisor Alert: Our Attorneys Are Investigating Charles Joseph Larocca For Investment Fraud
Did You Lose Money Because of Charles Larocca?
Filed: November 16, 2023
Charles Larocca has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Charles Joseph Larocca.
Who Is Charles Joseph Larocca of LPL Financial LLC?
- Advisor Name: Charles Joseph Larocca
- Aliases: Charles J. Larocca
- CRD: 1519529
- Location: Brooklyn, New York
- Current Employer: LPL Financial LLC
- Previous Firms: New England Securities
- Number of Known Customer Complaints: 1
- Can Charles Larocca Be Sued: Yes, in Private Arbitration
- Can Charles Larocca’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $13,340.40
- Highest Settlement: Unknown
If you have suffered investment losses by Charles Larocca, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Charles Larocca For Broker Misconduct
As of this publication date, Charles Larocca has been the subject of 1 customer dispute. Let’s review it below.
In February 2019, a complaint was filed against or in reference to Charles Larocca by a customer of LPL Financial LLC alleging a loss in funds due to an unsuitable annuity. Per the customer, he/she lost over $13,340.40 because of Mr. Larocca’s actions.
How To File A Claim Against Charles Larocca of LPL Financial LLC (previously with New England Securities) To Get Your Money Back.
If you have questions about Charles Larocca, LPL Financial LLC, New England Securities, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.