Advisor Alert: Our Attorneys Are Investigating Jane Ruth Everingham For Investment Fraud
Did You Lose Money Because of Jane Everingham?
Filed: November 2, 2023
Jane Omalley (also known as Jane Ruth Everingham) has been the subject of ten (10) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jane Ruth Everingham.
Who Is Jane Ruth Everingham?
- Advisor Name: Jane Ruth Everingham
- Aliases: Jane Ruth Omalley, Jane Omalley
- CRD: 1727956
- Location: Larkspur, California
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, American Investors Company, and American Express Financial Advisors Inc.
- Number of Known Customer Complaints:10
- Can Jane Everingham Be Sued: Yes, in Private Arbitration
- Can Jane Everingham’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,000,000
- Highest Settlement: $420,000
If you have suffered investment losses by Jane Everingham, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jane Everingham For Broker Misconduct
As of this publication date, Jane Everingham has been the subject of 10 customer disputes. Let’s review them below.
In February 2020, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that the customer suffered losses as a result of unsuitable investment recommendations in August 1997 to May 10, 2017. On April 29, 2020, Ms. Everingham settled the claim for $97,500, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In October 2018, a FINRA arbitration was filed against or in reference to Jane Everingham by multiple customers of LPL Financial LLC alleging that the clients suffered losses as a result of unsuitable investment recommendations in June 2000 to October 2018. On February 14, 2019, Ms. Everingham settled the claim for $325,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In May 2018, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that Ms. Everingham has constructed an unorthodox portfolio with excessive fees that decline in value in May 2012 through March 2018. Per the customer, he/she lost over $690,000 because of Ms. Everingham’s actions. On April 18, 2019, Ms. Everingham settled the claim for $420,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In December 2017, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that the client suffered losses as a result of unsuitable investment recommendations. Per the customer, he/she lost over $2,000,000 because of Ms. Everingham’s actions. On February 13, 2019, Ms. Everingham settled the claim for $375,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In September 2017, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that the client suffered losses as a result of unsuitable investment recommendations. Per the customer, he/she lost over $299,798 because of Ms. Everingham’s actions. On June 8, 2018, Ms. Everingham settled the claim for $90,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In March 2016, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that the client suffered losses as a result of unsuitable investment recommendations. On January 12, 2017, Ms. Everingham settled the claim for $150,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In July 2015, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging unsuitable investments, violation of fiduciary duties, and negligence. Per the customer, he/she lost over $500,000 because of Ms. Everingham’s actions. On March 8, 2016, Ms. Everingham settled the claim for $295,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In June 2015, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that the client’s accounts were invested unsuitably for her age and risk tolerance. Per the customer, she lost over $1,000,000 because of Ms. Everingham’s actions. On January 20, 2016, Ms. Everingham settled the claim for $260,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In May 2015, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging that the client’s accounts were invested unsuitably for her risk tolerance. Per the customer, she lost over $180,070.83 because of Ms. Everingham’s actions. On August 4, 2016, Ms. Everingham settled the claim for $160,000, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
In May 2013, a FINRA arbitration was filed against or in reference to Jane Everingham by a customer of LPL Financial LLC alleging unsuitable and risky investments and losses incurred in fee-based accounts during the period February 2006 through April 2012. Per the customer, he/she lost over $500,000 because of Ms. Everingham’s actions. On May 16, 2014, Ms. Everingham settled the claim for $95,800, and some or all of this amount may have been paid by Ms. Everingham’s employer and/or insurance carrier.
How To File A Claim Against Jane Everingham (previously with LPL Financial LLC, American Investors Company, and American Express Financial Advisors Inc.) To Get Your Money Back.
If you have questions about Jane Everingham, LPL Financial LLC, American Investors Company, American Express Financial Advisors Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.