Advisor Alert: Our Attorneys Are Investigating William Fuentes For Investment Fraud
Did You Lose Money Because of Bill Fuentes?
Filed: March 4, 2024
William Fuentes (also known as Bill Fuentes and Wilfredo Fuentes) has been the subject of one (1) termination event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on William Fuentes.
Who Is William Fuentes of Centaurus Financial, Inc.?
- Advisor Name: William Fuentes
- Aliases: Bill Fuentes, Wilfredo Fuentes
- CRD: 1330327
- Location: Simi Valley, California
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: Questar Capital Corporation, First Allied Securities, Inc., and National Planning Corporation
- Number of Known Customer Complaints: 1
- Number of Known Termination Events: 1
- Can William Fuentes Be Sued: Yes, in Private Arbitration
- Can William Fuentes’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by William Fuentes, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Bill Fuentes For Broker Misconduct
As of this publication date, William Fuentes has been the subject of 1 termination event and 1 customer dispute. Let’s review them below.
In May 2013, Royal Alliance Associates, Inc. permitted William Fuentes to resign during review regarding submission of certain variable annuity business.
In August 2001, a complaint was filed against or in reference to William Fuentes by a customer of First Union Securities alleging that Mr. Fuentes did not inform the client of a 3 year surrender penalty regarding the 5/24/01 purchase of Hartford Annuity Contract. Per the customer, he/she lost over $5,000 because of Mr. Fuentes’s actions.
How To File A Claim Against Bill Fuentes of Centaurus Financial, Inc. (previously with Questar Capital Corporation, First Allied Securities, Inc., and National Planning Corporation) To Get Your Money Back
If you have questions about Bill Fuentes, Centaurus Financial, Inc., Questar Capital Corporation, First Allied Securities, Inc., National Planning Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.