Advisor Alert: Our Attorneys Are Investigating Ronald Lee McLeod For Investment Fraud
Did You Lose Money Because of Ron McLeod?
Filed: March 4, 2024
Ronald McLeod (also known as Ron McLeod) has been the subject of seven (7) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Ronald Lee McLeod.
Who Is Ronald Lee McLeod?
- Advisor Name: Ronald Lee McLeod
- Aliases: Ron McLeod
- CRD: 3078366
- Location: Manchester, Missouri
- Current Employer: Currently Not Registered
- Previous Firms: Moloney Securities Co., Inc., Arque Capital, Ltd., and Allied Beacon Partners, Inc.
- Number of Known Customer Complaints: 7
- Can Ronald McLeod Be Sued: Yes, in Private Arbitration
- Can Ronald McLeod’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $482,687
- Highest Settlement: $160,000
If you have suffered investment losses by Ronald McLeod, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Ron McLeod For Broker Misconduct
As of this publication date, Ronald McLeod has been the subject of 7 customer disputes. Let’s review them below.
In November 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence, breach of fiduciary duty, and negligent supervision. Per the customer, he/she lost over $400,000 because of Mr. McLeod’s actions. On May 11, 2001, Mr. McLeod settled the claim for $65,341.41, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In August 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence, breach of fiduciary duty; negligence and negligent misrepresentation; breach of contract; failure to supervise. Per the customer, he/she lost over $98,000 because of Mr. McLeod’s actions. On May 11, 2023, Mr. McLeod settled the claim for $16,053, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In August 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence; breach of fiduciary duty; negligent supervision. Per the customer, he/she lost over $244,000 because of Mr. McLeod’s actions. On May 24, 2023, Mr. McLeod settled the claim for $37,517.60, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In August 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging negligence unsuitable investments, misrepresentations and omissions, breach of fiduciary duty, breach of contract, failure to supervise, negligence and violation of federal securities laws. Per the customer, he/she lost over $57,000 because of Mr. McLeod’s actions. On April 25, 2023, Mr. McLeod settled the claim for $8,599.57, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In July 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by multiple customers of Arque Capital, Ltd. alleging that Mr. McLeod failed to conduct reasonable due diligence and that his recommendations were unsuitable. Per the customers, they lost over $310,000 because of Mr. McLeod’s actions. On February 1, 2023, Mr. McLeod settled the claim for $160,000, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In June 2022, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Arque Capital, Ltd. alleging that Mr. McLeod failed to conduct due diligence and that his recommendations were unsuitable. Per the customer, he/she lost over $482,687 because of Mr. McLeod’s actions. On May 4, 2023, Mr. McLeod settled the claim for $74,035.66, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
In June 2012, a FINRA arbitration was filed against or in reference to Ronald McLeod by a customer of Workman Securities Corporation alleging misrepresentations and unsuitability in the recommendation of RMC Medstone Capital V And Grubb & Ellis Healthcare REIT private placements. Per the customer, he/she lost over $200,000 because of Mr. McLeod’s actions. On October 26, 2013, Mr. McLeod settled the claim for $60,000, and some or all of this amount may have been paid by Mr. McLeod’s employer and/or insurance carrier.
How To File A Claim Against Ron McLeod (previously with Moloney Securities Co., Inc., Arque Capital, Ltd., and Allied Beacon Partners, Inc.) To Get Your Money Back
If you have questions about Ron McLeod, Moloney Securities Co., Inc., Arque Capital, Ltd., Allied Beacon Partners, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.