Advisor Alert: Our Attorneys Are Investigating Jonathan Dale Upton For Investment Fraud
Did You Lose Money Because of Jonathan Upton?
Filed: October 27, 2023
Jonathan Upton has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Jonathan Dale Upton.
Who Is Jonathan Dale Upton of LPL Financial LLC?
- Advisor Name: Jonathan Dale Upton
- Aliases: Jonathan Upton
- CRD: 4559794
- Location: Louisville, Kentucky
- Current Employer: LPL Financial LLC
- Previous Firms: NATCITY Investments, Inc.
- Number of Known Customer Complaints: 3
- Can Jonathan Upton Be Sued: Yes, in Private Arbitration
- Can Jonathan Upton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $338,297.88
- Highest Settlement: Unknown
If you have suffered investment losses by Jonathan Upton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Jonathan Upton For Broker Misconduct
As of this publication date, Jonathan Upton has been the subject of 3 customer disputes. Let’s review them below.
In November 2019, a complaint was filed against or in reference to Jonathan Upton by a customer of LPL Financial LLC alleging Mr. Upton failed to follow instructions. Per the customer, he/she lost over $7,060 because of Mr. Upton’s actions.
In May 2019, a complaint was filed against or in reference to Jonathan Upton by a customer of LPL Financial LLC alleging misrepresentation in hold recommendation.
In May 2008, a FINRA arbitration was filed against or in reference to Jonathan Upton by a customer of NATCITY Investments, Inc. alleging market loss starting in April 2007. Per the customer, he/she lost over $338,297.88 because of Mr. Upton’s actions.
How To File A Claim Against Jonathan Upton of LPL Financial LLC (previously with NATCITY Investments, Inc.) To Get Your Money Back.
If you have questions about Jonathan Upton, LPL Financial LLC, NATCITY Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.