Advisor Alert: Our Attorneys Are Investigating Richard W. Jackman For Investment Fraud
Did You Lose Money Because of Rich Jackman?
Filed: November 15, 2023
Rich Jackman (also known as Richard Jackman) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Richard W Jackman.
Who Is Richard W. Jackman of Secura Financial and Crown Capital Securities, L.P.?
- Advisor Name: Richard W. Jackman
- Aliases: R. W. Jackman, Rich Jackman, Richard Wayne Jackman
- CRD: 2501641
- Location: Orange, California
- Current Employer: Secura Financial and Crown Capital Securities, L.P.
- Previous Firms: J.W. Cole Advisors, Inc. and Financial Advisers of America, LLC
- Number of Known Customer Complaints: 2
- Can Richard Jackman Be Sued: Yes, in Private Arbitration
- Can Richard Jackman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $4,000,000
- Highest Settlement: $300,000
If you have suffered investment losses by Rich Jackman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rich Jackman For Broker Misconduct
As of this publication date, Rich Jackman has been the subject of 2 customer disputes. Let’s review them below.
In August 2022, a FINRA arbitration was filed against or in reference to Rich Jackman by a customer of Crown Capital Securities, L.P. alleging unsuitable investment strategy, omission of material information, providing false and misleading information, failure to supervise and failure to conduct proper due diligence on investments recommended. Per the customer, he/she lost over $400,000 because of Mr. Jackman’s actions. On August 30, 2023, Mr. Jackman settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Jackman’s employer and/or insurance carrier.
In February 2020, a FINRA arbitration was filed against or in reference to Rich Jackman by a customer of LPL Financial LLC alleging claims, including suitability, for investments made in illiquid products. Per the customer, he/she lost over $4,000,000 because of Mr. Jackman’s actions. On June 7, 2021, Mr. Jackman settled the claim for $300,000, and some or all of this amount may have been paid by Mr. Jackman’s employer and/or insurance carrier.
How To File A Claim Against Rich Jackman of Secura Financial and Crown Capital Securities, L.P. (previously with J.W. Cole Advisors, Inc. and Financial Advisers of America, LLC) To Get Your Money Back.
If you have questions about Rich Jackman, Secura Financial, Crown Capital Securities, L.P., J.W. Cole Advisors, Inc., Financial Advisers of America, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.