Advisor Alert: Our Attorneys Are Investigating Harold Martin Collins For Investment Fraud

Did You Lose Money Because of Marty Collins?

Filed: October 27, 2023

Marty Collins (also known as Harold Martin Collins) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Harold Martin Collins.

Who Is Harold Martin Collins?

  • Advisor Name: Harold Martin Collins
  • Aliases: Marty Collins
  • CRD: 4366651
  • Location: Auburn, Indiana
  • Current Employer: Currently Not Registered
  • Previous Firms: LPL Financial LLC, Linsco/Private Ledger Corp., and Raymond James & Associates, Inc.
  • Number of Known Customer Complaints: 2
  • Can Marty Collins Be Sued: Yes, in Private Arbitration
  • Can Marty Collins’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $151,000
  • Highest Settlement: $103,000

If you have suffered investment losses by Marty Collins, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Marty Collins For Broker Misconduct

As of this publication date, Marty Collins has been the subject of 2 customer disputes. Let’s review them below.

In February 2020, a complaint was filed against or in reference to Marty Collins by a customer of LPL Financial LLC alleging breach of fiduciary duty, breach of contract, and misrepresentations related to a purported investment in purported investment in “Future Income Payments, LLC.” Per the customer, he/she lost over $151,000 because of Mr. Collins’s actions. On December 21, 2020, Mr. Collins settled the claim for $103,000, and some or all of this amount may have been paid by Mr. Collins’s employer and/or insurance carrier.

In March  2019, a complaint was filed against or in reference to Marty Collins by a customer of LPL Financial LLC alleging misrepresentation, selling away, and poor advice with respect to investments in a “Future Income Payment Purchase Agreement.” Per the customer, he/she lost over $50,000 because of Mr. Collins’s actions. On October 24, 2019, Mr. Collins settled the claim for $23,000, and some or all of this amount may have been paid by Mr. Collins’s employer and/or insurance carrier.

How To File A Claim Against Marty Collins (previously with LPL Financial LLC, Linsco/Private Ledger Corp., and Raymond James & Associates, Inc.) To Get Your Money Back.

If you have questions about Marty Collins, LPL Financial LLC, Linsco/Private Ledger Corp., Raymond James & Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.