Advisor Alert: Our Attorneys Are Investigating Gordon Leonard Bryan For Investment Fraud
Did You Lose Money Because of Gordon Bryan?
Filed: January 17, 2024
Gordon Bryan has been the subject of one (1) regulatory event, one (1) termination event, and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gordon Leonard Bryan.
Who Is Gordon Leonard Bryan of Ameriprise Financial Services, LLC?
- Advisor Name: Gordon Leonard Bryan
- Aliases: Gordon Bryan
- CRD: 1292315
- Location: Terre Haute, Indiana
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.
- Number of Known Customer Complaints: 3
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Gordon Bryan Be Sued: Yes, in Private Arbitration
- Can Gordon Bryan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $20,000
- Highest Settlement: $17,000
If you have suffered investment losses by Gordon Bryan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gordon Bryan For Broker Misconduct
As of this publication date, Gordon Bryan has been the subject of 1 regulatory event, 1 termination event, and 3 customer disputes. Let’s review them below.
In March 2021, FINRA initiated a regulatory action against or in reference to Gordon Bryan for engaging in an outside business activity (OBA) without providing prior written notice to his member firm and subsequently exceeded the scope of his disclosed involvement in that OBA.
In January 2020, a complaint was filed against or in reference to Gordon Bryan by multiple customers of Wells Fargo Advisors alleging that Mr. Bryan provided incorrect information regarding available assets and that advisory assets were excessively traded for fees. On February 21, 2020, Mr. Bryan settled the claim for $4,128, and some or all of this amount may have been paid by Mr. Bryan’s employer and/or insurance carrier.
In October 2018, Wells Fargo Clearing Services, LLC terminated Gordon Bryan for failing to disclose timely to the Firm that he and four other investors purchased a shopping center.
In March 2003, a complaint was filed against or in reference to Gordon Bryan by a customer of Invest alleging misrepresentation of CDSC on VA purchases in September 2001. Per the customer, he/she lost over $6,360.63 because of Mr. Bryan’s actions.
In February 1990, a complaint was filed against or in reference to Gordon Bryan by a customer of A.G. Edwards & Sons, Inc. alleging client’s investment into the putnam option income trust ii. The client claims that she was not aware of the risks she took. She claims damages in excess of $20,000. Per the customer, she lost over $20,000 because of Mr. Bryan’s actions. On June 26, 2003, Mr. Bryan settled the claim for $17,000, and some or all of this amount may have been paid by Mr. Bryan’s employer and/or insurance carrier.
How To File A Claim Against Gordon Bryan of Ameriprise Financial Services, LLC (previously with Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc.) To Get Your Money Back
If you have questions about Gordon Bryan, Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.