Advisor Alert: Our Attorneys Are Investigating Karen Dreessen Higgins For Investment Fraud

Did You Lose Money Because of Karen Higgins?

Filed: January 17, 2024

Karen Higgins has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Karen Dreessen Higgins.

Who Is Karen Dreessen Higgins of Ameriprise Financial Services, LLC?

  • Advisor Name: Karen Dreessen Higgins
  • Aliases: Karen Anne Dreessen, Karen Anne Higgins
  • CRD: 1292160
  • Location: Richmond, Virginia
  • Current Employer: Currently Not Registered
  • Previous Firms: Wells Fargo Clearing Services, LLC and UBS Financial Services Inc.
  • Number of Known Customer Complaints: 5
  • Can Karen Higgins Be Sued: Yes, in Private Arbitration
  • Can Karen Higgins’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by Karen Higgins, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Karen Higgins For Broker Misconduct

As of this publication date, Karen Higgins has been the subject of 1 customer dispute. Let’s review it below.

In July 2019, a complaint was filed against or in reference to Karen Higgins by multiple customers of Wells Fargo Clearing Services, LLC alleging that Ms. Higgins misrepresented terms of the investment.

How To File A Claim Against Karen Higgins of Ameriprise Financial Services, LLC (previously with Wells Fargo Clearing Services, LLC and UBS Financial Services Inc.) To Get Your Money Back

If you have questions about Karen Higgins, Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.