Advisor Alert: Our Attorneys Are Investigating Brian Keith Shey For Investment Fraud
Did You Lose Money Because of Brian Shey?
Filed: November 15, 2023
Brian Keith Palinkas (also known as Brian Keith Shey) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) regulatory event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Keith Shey.
Who Is Brian Keith Shey?
- Advisor Name: Brian Keith Shey
- Aliases: Brian Keith Palinkas
- CRD: 4610561
- Location: Winter Park, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Green Vista Capital, LLC, G.A. Repple & Company, and Cetera Advisor Networks LLC
- Number of Known Customer Complaints:2
- Number of Known Regulatory Events: 1
- Can Brian Shey Be Sued: Yes, in Private Arbitration
- Can Brian Shey’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Shey, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Shey For Broker Misconduct
As of this publication date, Brian Shey has been the subject of 1 regulatory event and 2 customer disputes. Let’s review them below.
In November 2023, FINRA initiated a regulatory action against or in reference to Brian Shey. Without admitting or denying the findings, Shey consented to the sanctions and to the entry of findings that he willfully failed to amend his Form U4 to disclose four felony charges. The findings stated that the State of Florida charged Shey with two felony counts of submitting a false insurance application and two felony counts of submitting a fraudulent insurance claim. Shey was aware of the felony charges but failed to amend his Form U4 within 30 days, or at any point during his association with his member firm. The charges were later dismissed.
In February 2019, a complaint was filed against or in reference to Brian Shey by a customer of Sterling Wyatt PA alleging breach of fiduciary responsibility and misrepresentation. As of this publication date, this claim remains pending.
In October 2008, a complaint was filed against or in reference to Brian Shey by a customer of Omni Financial alleging that Mr. Shey convinced the client to surrender his security mutual policy and purchase a Minnesota life policy. The client did and claims that Mr. Shey sold the policy as an investment type policy and did not disclose the much higher premiums, which he would not have agreed to. The client is also concerned about his cash value which is significantly less than when he purchased the Minnesota life policy. Per the customer, he lost over $5,000 because of Mr. Shey’s actions.
How To File A Claim Against Brian Shey (previously with Green Vista Capital, LLC, G.A. Repple & Company, and Cetera Advisor Networks LLC) To Get Your Money Back.
If you have questions about Brian Shey, Green Vista Capital, LLC, G.A. Repple & Company, Cetera Advisor Networks LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.