Advisor Alert: Our Attorneys Are Investigating Joseph Crespi For Investment Fraud
Did You Lose Money Because of Joseph Crespi?
Filed: March 11, 2024
Joseph Crespi (also known as Joseph Richard Crespi) has been the subject of one (1) termination event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Crespi.
Who Is Joseph Crespi?
- Advisor Name: Joseph Crespi
- Aliases: Joseph Crespi, Joseph Richard Crespi
- CRD: 1110919
- Location: Taunton, Massachusetts
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, Stifel Nicolaus & Company, Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Number of Known Customer Complaints: 1
- Number of Known Termination Events: 1
- Can Joseph Crespi Be Sued: Yes, in Private Arbitration
- Can Joseph Crespi’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $11,000
- Highest Settlement: Unknown
If you have suffered investment losses by Joseph Crespi, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joseph Crespi For Broker Misconduct
As of this publication date, Joseph Crespi has been the subject of 1 termination event and 1 customer dispute. Let’s review them below.
In November 2022, Joseph Crespi resigned from Ameriprise Financial Services, LLC after notification that he was suspended pending an internal review of his conduct related to acting outside the scope of his duties.
In March 2001, a complaint was filed against or in reference to Joseph Crespi by a customer of Advest, Inc. alleging that the client was unhappy with the performance of her account. The investments in her account were not keeping with her wishes. Per the customer, she lost over $11,000 because of Mr. Crespi’s actions.
How To File A Claim Against Joseph Crespi (previously with Ameriprise Financial Services, LLC, Stifel Nicolaus & Company, Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back
If you have questions about Joseph Crespi, Ameriprise Financial Services, LLC, Stifel Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.