Advisor Alert: Our Attorneys Are Investigating Angel Wynette Bardeche For Investment Fraud
Did You Lose Money Because of Angel Bardeche?
Filed: January 17, 2024
Angel Wynette Bardeche (also known as Angel Wynette Lentz) has been the subject of one (1) regulatory event, one (1) termination event, and four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Angel Wynette Bardeche.
Who Is Angel Wynette Bardeche?
- Advisor Name: Angel Wynette Bardeche
- Aliases: Angel Wynette Lentz
- CRD: 4698117
- Location: Cincinnati, Ohio
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, Raymond James & Associates, Inc., Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 4
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Angel Bardeche Be Sued: Yes, in Private Arbitration
- Can Angel Bardeche’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $108,874.80
- Highest Settlement: $138,277.65
If you have suffered investment losses by Angel Bardeche, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Angel Bardeche For Broker Misconduct
As of this publication date, Angel Bardeche has been the subject of 1 regulatory event, 1 termination event, 4 customer disputes. Let’s review them below.
In January 2021, FINRA initiated a regulatory action against or in reference to Angel Bardeche for recommended and effected an unsuitable strategy in recommending that her customers effect a pattern of switching of Class A mutual fund shares, including short-term liquidations.
In August 2019, a complaint was filed against or in reference to Angel Bardeche by a customer of Ameriprise Financial Services, LLC alleging that Ms. Bardeche did not explain there was a surrender charge associated with the variable annuity purchased in 2013. Per the customer, she lost over $8,000 because of Ms. Bardeche’s actions. On October 4, 2019, Ms. Bardeche settled the claim for $122,000, and some or all of this amount may have been paid by Ms. Bardeche’s employer and/or insurance carrier.
In August 2019, a complaint was filed against or in reference to Angel Bardeche by a customer of Ameriprise Financial Services, LLC alleging that Ms. Bardeche did not disclose the surrender charge or annual fees associated with the variable annuity purchased in 2015. Per the customer, she lost over $9,993.05 because of Ms. Bardeche’s actions. On October 14, 2019, Ms. Bardeche settled the claim for $51,545.16, and some or all of this amount may have been paid by Ms. Bardeche’s employer and/or insurance carrier.
In May 2019, a complaint was filed against or in reference to Angel Bardeche by a customer of Ameriprise Financial Services, LLC alleging that Ms. Bardeche did not disclose that the variable annuity purchased in 2014 had a 10-year surrender period and associated surrender charges. Per the customer, she lost over $14,455 because of Ms. Bardeche’s actions. On September 24, 2019, Ms. Bardeche settled the claim for $138,277.65, and some or all of this amount may have been paid by Ms. Bardeche’s employer and/or insurance carrier.
In April 2019, a complaint was filed against or in reference to Angel Bardeche by multiple customers of Ameriprise Financial Services, LLC alleging that Ms. Bardeche did not disclose the front-end sales charges associated with recommended mutual fund purchases. Per the customer, she lost over $108,874.80 because of Ms. Bardeche’s actions. On September 20, 2019, Ms. Bardeche settled the claim for $68,500, and some or all of this amount may have been paid by Ms. Bardeche’s employer and/or insurance carrier.
In April 2019, FINRA, Ameriprise Financial Services, LLC terminated Angel Bardeche for company policy violations related to failing to obtain authorization from clients prior to placing trades and mutual fund trading activity.
How To File A Claim Against Angel Bardeche (previously with Ameriprise Financial Services, LLC, Raymond James & Associates, Inc., Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Angel Bardeche, Ameriprise Financial Services, LLC, Raymond James & Associates, Inc., Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.