Advisor Alert: Our Attorneys Are Investigating Rebecca Kettner For Investment Fraud
Did You Lose Money Because of Becky Kettner?
Filed: November 15, 2023
Becky Kettner (also known as Rebecca Kettner, Becky Schwartz, and Becky Smith) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Becky Kettner.
Who Is Rebecca Kettner?
- Advisor Name: Rebecca Kettner
- Aliases: Becky Kettner, Becky Schwartz, Becky Smith
- CRD: 7054868
- Location: Walla Walla, Washington
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Investment Services LLC
- Number of Known Customer Complaints: 1
- Can Rebecca Kettner Be Sued: Yes, in Private Arbitration
- Can Rebecca Kettner’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $15,000
- Highest Settlement: Unknown
If you have suffered investment losses by Becky Kettner, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Becky Kettner For Broker Misconduct
As of this publication date, Becky Kettner has been the subject of 1 customer dispute. Let’s review it below.
In April 2020, a complaint was filed against or in reference to Becky Kettner by a customer of LPL Financial LLC alleging that Ms. Kettner failed to rebalance her portfolio as instructed. Per the customer, she lost over $15,000 because of Ms. Kettner’s actions.
How To File A Claim Against Becky Kettner (previously with Cetera Investment Services LLC) To Get Your Money Back.
If you have questions about Becky Kettner, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.