Advisor Alert: Our Attorneys Are Investigating Joshua (Josh) McClellan Slocum For Investment Fraud

Did You Lose Money Because of Joshua Slocum?

Filed: March 6, 2024

Joshua Slocum (also known as Josh Slocum Slocum) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Joshua McClellan Slocum.

Who Is Joshua McClellan Slocum of Advisory Services Network?

  • Advisor Name: Joshua McClellan Slocum
  • Aliases: Josh Slocum Slocum
  • CRD: 4919492
  • Location: Atlanta, Georgia
  • Current Employer: Advisory Services Network
  • Previous Firms: Clark Financial Advisors and Merrill Lynch, Pierce, Fenner & Smith Incorporated
  • Number of Known Customer Complaints: 1
  • Can Joshua Slocum Be Sued: Yes, in Private Arbitration
  • Can Joshua Slocum’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $181,838
  • Highest Settlement: $80,000

If you have suffered investment losses by Joshua Slocum, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Joshua Slocum For Broker Misconduct

As of this publication date, Joshua Slocum has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a complaint was filed against or in reference to Joshua Slocum by multiple customers of Advisory Services Network  alleging that Mr. Slocum used an unsuitable and undiversified investment strategy. Per the customers, they lost over $181,838 because of Mr. Slocum’s actions. On July 11, 2023, Mr. Slocum settled the claim for $80,000, and some or all of this amount may have been paid by Mr. Slocum’s employer and/or insurance carrier.

How To File A Claim Against Joshua Slocum of Advisory Services Network (previously with Clark Financial Advisors and Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back

If you have questions about Joshua Slocum, Advisory Services Network, Clark Financial Advisors, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.