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Did You Lose Money Because of Stacy Spearman?

Filed: February 27, 2024

Stacy Spearman currently has one (1) pending customer complaint. Overall, Spearman has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Stacy Wade Spearman.

Who Is Stacy Wade Spearman of LPL Financial LLC?

  • Advisor Name: Stacy Wade Spearman
  • Aliases: Stacy Spearman
  • CRD: 3158108
  • Location: Tupelo, Mississippi
  • Current Employer: LPL Financial LLC
  • Previous Firms: PFIC Securities Corporation, Metlife Securities Inc., and Metropolitan Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Can Stacy Spearman Be Sued: Yes, in Private Arbitration
  • Can Stacy Spearman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by Stacy Spearman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Stacy Spearman For Broker Misconduct

As of this publication date, Stacy Spearman has been the subject of 1 customer dispute. Let’s review it below.

In June 2023, a complaint was filed against or in reference to Stacy Spearman by a customer of LPL Financial LLC alleging that Spearman made suspicious trades and transfers to accounts that do not belong to the customer from 1/1/21 to 6/15/22. As of this publication date, this claim remains pending.

How To File A Claim Against Stacy Spearman of LPL Financial LLC (previously with PFIC Securities Corporation, Metlife Securities Inc., and Metropolitan Life Insurance Company) To Get Your Money Back

If you have questions about Stacy Spearman, LPL Financial LLC, PFIC Securities Corporation, Metlife Securities Inc., Metropolitan Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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