Advisor Alert: Our Attorneys Are Investigating Joseph Jordan Cunneff For Investment Fraud
Did You Lose Money Because of Joseph Cunneff?
Filed: January 31, 2024
Joseph Cunneff has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Jordan Cunneff.
Who Is Joseph Jordan Cunneff of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Joseph Jordan Cunneff
- Aliases: Joseph Cunneff
- CRD: 1101132
- Location: Sugar Land, Texas
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Raymond James & Associates, Inc. and UBS Financial Services, Inc.
- Number of Known Customer Complaints: 5
- Can Joseph Cunneff Be Sued: Yes, in Private Arbitration
- Can Joseph Cunneff’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $693,057
- Highest Settlement: $135,000
If you have suffered investment losses by Joseph Cunneff, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joseph Cunneff For Broker Misconduct
As of this publication date, Joseph Cunneff has been the subject of 5 customer disputes. Let’s review them below.
In February 2020, a complaint was filed against or in reference to Joseph Cunneff by a customer of Raymond James & Associates, Inc. alleging unauthorized purchase of a mutual fund. Per the customer, he lost over $6,599 because of Mr. Cunneff’s actions.
In May 2011, a complaint was filed against or in reference to Joseph Cunneff by a customer of Raymond James & Associates, Inc. alleging misrepresentation. Per the customer, he lost over $160,000 because of Mr. Cunneff’s actions.
In August 2004, a NASD arbitration was filed against or in reference to Joseph Cunneff by a customer of UBS Financial Services, Inc. alleging negligence, breach of fiduciary duty, and misrepresentation of a commodity futures hedge fund and unsuitable b-share mutual funds in connection with the client’s UBS’ accounts. Per the customer, she lost over $693,057 because of Mr. Cunneff’s actions. An arbitration panel found that Joseph Cunneff was negligent and awarded $135,000 in favor of the customers.
In December 1997, a complaint was filed against or in reference to Joseph Cunneff by a customer of Painewebber Incorporated alleging unauthorized and excessive trading. Per the customer, he/she lost over $16,619 because of Mr. Cunneff’s actions.
In July 1987, a complaint was filed against or in reference to Joseph Cunneff by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated. Per the customer, he/she lost over $70,000 because of Mr. Cunneff’s actions. Mr. Cunneff settled the claim for $25,693, and some or all of this amount may have been paid by Mr. Cunneff’s employer and/or insurance carrier.
How To File A Claim Against Joseph Cunneff of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Raymond James & Associates, Inc. and UBS Financial Services, Inc.) To Get Your Money Back
If you have questions about Joseph Cunneff, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Raymond James & Associates, Inc., UBS Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.